FCPA Compliance Report - C-Suite Radio

About FCPA Compliance Report

The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its by its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.

Wirecard-Part 6, End of Summer Wrap UP
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
John Fons and Current Issues Facing CCOs
In this episode, I visit with John Fons. Over his...
Jordan Arnold and Surjeet Mahant on the DFS Cyber Enforcement Action on First American Title
In this episode, I take a deep dive into the...
Special 500th Anniversary Episode
The FCPA Compliance Report is the longest running podcast in...
Jonathan Marks on the Evolution of Compliance Through the Eyes of Internal Audit
The FCPA Compliance Report is the longest running podcast in...
Jay Rosen on Changes from the Compliance Vendor Perspective
The FCPA Compliance Report is the longest running podcast in...
Jonathan Armstrong on the UKBA, GDPR and Modern Slavery Compliance
The FCPA Compliance Report is the longest running podcast in...
Matt Kelly on Changes Seen by the 4th Estate
The FCPA Compliance Report is the longest running podcast in...
Mike Volkov on Changes in FCPA Enforcement
The FCPA Compliance Report is the longest running podcast in...
Wirecard and Fraud
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
Eric Lorber on How the Trade Sanction Sausage is Made
Ever wonder how the sausage is made around economic and...
Mikhail Reider-Gordon on AML and Wirecard, Part 1
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
James Koukios on the MoFo Top 10 International Anti-Corruption Developments for March 2020
In the Episode, I visit with James Koukios, partner at...
WireCard and Germany Inc.
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
Mike DeBernardis on 2020 Update to the Evaluation of Corporate Compliance Programs and FCPA Resource Guide, 2nd edition
In the Episode, I am joined by Mike DeBernardis, Counsel...
Wirecard and Short Sellers
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
Gordon Platt-from Investigative Journalism to White Collar Defense
In the Episode, I am joined by Gordon Platt. Platt is...
Wirecard-a podcast series on the scandal, with Mikhail Reider-Gordon, Part 1-Introduction
In the Episode, I am joined by Mikhail Reider-Gordon, Managing...
Eric Young on the Plumbing and Wiring of Compliance
In the Episode, I am joined by Eric Young. Eric...
Compliance Line 2020 Hotline Benchmark Report
In the Episode, I am joined Compliance Line co-CEOs Nick...
Louis Perold on the State of Compliance In South Africa
In the Episode, I am joined by Louis Perold, founder...
Stanley Foodman on the Travel Act and FCPA
In the Episode, I am joined by Stanley Foodman, President...
Ian McDougall on the Rule of Law
In this episode, I am joined by Ian McDougall, the...
Loren Steffy with Reflections on the 25th Anniversary of Oklahoma City Bombing
In the Episode, I am joined by Loren Steffy. I...
Kevin Abikoff and Aline Osorio on Distribution of Proceeds from ABC Enforcement Actions
In the Episode, I am joined by Kevin Abikoff, partner...
John Warren on 2020 ACFE Report to the Nations
In the Episode, I am joined by John Warren Vice...
Joel Androphy on the Role of the FCA in Fighting Government Procurement Fraud
In the Episode, I am joined by Joel Androphy, co-founder...
Mike DeBernardis on Q1 FCPA Enforcement Highlights
In the Episode, I am joined by Mike DeBernardis, Counsel...
From the Unthinkable to a Culture of Compliance-Lucas Bianchini on Environmental Compliance in Brazil
In this special podcast series, I visit with lawyers from...
From the Unthinkable to a Culture of Compliance- Ingrid Santos and Guiliana Boniha on #MeToo and Sexual/Moral Harassment
In this special podcast series, I visit with lawyers from...
From the Unthinkable to a Culture of Compliance- Glaucia Ferreira on Background Investigations
In this special podcast series, I visit with lawyers from...
From the Unthinkable to a Culture of Compliance-Luiz Salles on Investigations and Anti-Trust Compliance
In this special podcast series, I visit with lawyers from...
From the Unthinkable to a Culture of Compliance-How a Car Wash Changed a Culture, Isabel Franco
In this special podcast series, I visit with lawyers from...
Susan Divers on LRN’s 2020 Compliance Program Effectiveness Report
In the Episode, I visit with Susan Divers, Senior Executive...
Pat Harned on ECI’s IMPACT 2020
In the Episode, I visit with Pat Harned, President of...
James Koukios on the MoFo Top 10 International Anti-Corruption Developments for February 2020
In the Episode, I visit with James Koukios, partner at...
Karen Woody on Profit Disgorgement at the Supreme Court
In the Episode, I visit with Karen Woody, Assistant Professor...
James Koukios on the MoFo Top 10 International Anti-Corruption Developments for January 2020
In the Episode, I visit with James Koukios, partner at...
Quyen Truong on California’s Proposed Mini-CFPB: National Impact and Enforcement Threat
In this Episode, I visit with Quyen Truong, a partner...
Bryan Sillaman on the French Airbus Enforcement Action
In the Episode, I visit with Bryan Sillaman, Managing Partner...
Tony Charles on Managing a 3rd Party Process
In this Episode, I visit with Tony Charles, Chief Client...
Erica Salmon Byrne on Ethisphere’s 2020 WME Honorees
In the Episode, I visit with Erica Salmon Byrne, EVP...
Airbus-Part 5, Tom Fox with some final thoughts on Airbus
In this special 5-part podcast series on the FCPA Compliance...
Airbus-Part 4, Cecilia Fellouse-Guenkel on the French Perspective
In this special 5-part podcast series on the FCPA Compliance...
Airbus-Part 3, Jonathan Armstrong on the UK-SFO Enforcement
In this special 5-part podcast series on the FCPA Compliance...
Airbus-Part 2 Mike Volkov on ITAR and Trade Sanction Enforcement
In this special 5-part podcast series on the FCPA Compliance...
Airbus, Part 1-Jay Rosen on the FCPA Enforcement
In this special 5-part podcast series on the FCPA Compliance...
Joanne Taylor on the UK Airbus Enforcement Action
In the Episode, I visit with Joanne Taylor, Managing Director...
James Koukios on the MoFo Top 10 International Anti-Corruption Developments for December 2019
In the Episode, I visit with James Koukios, partner at...
James Koukios on the MoFo Top 10 International Anti-Corruption Developments for November 2019
In the Episode, I visit with James Koukios, partner at...
Day 31 | Levels of due diligence
Due diligence is generally recognized in three levels: Level I,...
Day 30 | Using a root cause analysis for remediation
We previously considered the Prong in the Evaluation that was not...
Day 29 | What is a root cause analysis?
Well known fraud investigator Jonathan Marks, defined a root cause analysis...
Day 28 | Post-acquisition integration plan
Your company has just made its largest acquisition ever and...
Day 27 | Pre-acquisition due diligence in mergers and acquisitions
A company that does not perform adequate due diligence prior...
Philip Urofsky on the Shearman & Sterling 2020 FCPA Digest
In the Episode, I visit with Philip Urofsky, partner at...
Day 26 | Operationalizing compliance through payroll
One of the areas articulated in the 2019 Guidance was around...
Day 25 | Compliance function in an organization
The role of the compliance professional and the compliance function...
Day 24 | CCO authority and independence
The role of the CCO has steadily grown in stature...
Day 23 | Updates and feedback
One of the critical elements found in the 2019 Guidance is...
Day 22 | Assessing compliance internal controls
Control Testing – Has the company reviewed and audited its compliance...
Day 21 | Continuous improvement in a compliance program
The Evaluation of Corporate Compliance Programs - Guidance Document (2019 Guidance) was...
Day 20 | Responding to investigative findings
There is nothing like an internal whistleblower report about a...
Dave Lefort on 10 Stories CW Will Follow in 2020
In the Episode, I visit with Dave Lefort, Editor in...
Day 19 | The investigation protocol
After the internal report comes in and you have properly...
Day 18 | Internal reporting and the triaging of claims
The call, email or tip comes into your office; an...
Day 17 | Managing your third parties
The building blocks of any compliance program lay the foundations...
Day 16 | The third-party risk management process
As every compliance practitioner is well aware, third parties still...
Day 15 | How do you evaluate a risk assessment?
After you complete your risk assessment, you must then translate...
Day 14 | Risk Assessments
One cannot really say enough about risk assessments in the...
Day 13 |Institutional Justice and The Fair Process Doctrine
Companies have finally come to realize that institutional justice and...
André H. Paris on the Brazilian Compliance Scene
In the Episode, I visit with André H. Paris, a...
Day 12 | Financial Incentives for Compliance
One of the areas that many companies have not paid...
Day 11 | What is Effective Compliance Training?
One of the key goals of any compliance program is...
Day 10 | The use of social media in compliance
What is the message of compliance inside of a corporation...
Day 9 | 360 degrees of compliance communications
A 360-degree view of compliance is an effort to incorporate...
Day 8 | Internal controls and compliance
What specifically are internal controls in a compliance program? The...
Day 7 | Policies and Procedures
There are numerous reasons to put some serious work into...
Day 6 | The Code of Conduct
What is the value of having a Code of Conduct?...
Fry Wernick on the Hoskins Jury Instructions
In the Episode, I visit with Ephraim (Fry) Wernick. He...
Day 5 | The Board and operationalizing compliance
In addition to a company’s senior management, there is a...
Day 4 | Moving compliance tone down through an organization
Mike Volkov, in a blog post entitled “Mood in the...
Day 3 | Leadership’s conduct at the top
Obviously, in every compliance program, the ethical tone of a...
Day 2 | Measuring your risk
Operationalizing your compliance program can take many shapes and forms....
Day 1 | What 2019 Brought to Compliance Programs
2019 was a very significant year for every compliance practitioner...
Karen Woody on the SEC year in FCPA Enforcement
In the Episode, I visit with Karen Woody, Assistant Professor...
James Koukios on the MoFo October International Anti-Corruption Newsletter
In the Episode, I visit with James Koukios, a partner...
James Koukios on the MoFo September International Anti-Corruption Newsletter
In the Episode, I visit with James Koukios, a partner...
Stacie Hartman on Whistleblowers, the CFTC and the FCPA
In this episode I visit with Stacie Hartman, co-chair of...
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert, Part 5: Developments from Brazil with Salim Saud
Welcome to a special five-part podcast series from the Compliance...
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert, Part 2: Year in FCPA with Laura Perkins
Welcome to a special five-part podcast series from the Compliance...
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert, Part 3: Anti-Bribery Enforcement in France with Bryan Sillaman
Welcome to a special five-part podcast series from the Compliance...
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert, Part 4: Developments from Multilateral Development Banks with Michael DeBernardis
Welcome to a special five-part podcast series from the Compliance...
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert, Part 1: Overview with Kevin Abikoff
Welcome to a special five-part podcast series from the Compliance...
Executives at Risk Report Summer/Fall 2019
In this episode I visit with Lauren Briggerman, Member at...
Mikhail Gordon on Aspects of Monitorships: Part 5, Evolution of Situations Requiring Monitors
In this special five-part podcast series, I have been joined...
Mikhail Gordon on Aspects of Monitorships: Part 4, Cultural Differences in Int'l and Domestic US Monitorships
In this special five-part podcast series, I am joined by...
Mikhail Gordon on Aspects of Monitorships: Part 3, International Teaching
In this special five-part podcast series, I am joined by...
Mikhail Gordon on Aspects of Monitorships: Part 2, ABA Guidelines on Monitors
In this special five-part podcast series, I am joined by...
Mikhail Gordon on Aspects of Monitorships: Part 1, Why Independence in a Monitor Matters
In this special five-part podcast series, I am joined by...
Update on Varsity Blues
In this episode I visit with Benjamin Britz, a partner...
Episode 452, Mike Volkov on the Hoskins Jury Verdict
In this episode I visit with Mike Volkov about the Hoskins...
Pamela Fierst-Walsh on the Kimberley Process
In this episode I visit with Pamela Fierst-Walsh, who works...
Episode 450-Steven Lofchie and the Cadwalader Cabinet
In this episode I visit with Steven Lofchie, a partner...
Francine McKenna with an update on the KPMG-PCAOB Scandal
In this episode I visit with one of my favorite people,...
Parth Chanda on integrating data analytics into a compliance platform
In this episode I visit with Parth Chanda, CEO of...
Why Culture Matters-Episode 5, How is ethical culture a part of an overall ethics and compliance assessment?
Welcome to this special five-part podcast series with Jay Rosen,...
Why Culture Matters-Episode 4, How Does a Company Assess its Culture?
Welcome to this special five-part podcast series with Jay Rosen,...
Why Culture Matters-Episode 3, the Role of the CCO in Culture
Welcome to this special five-part podcast series with Jay Rosen,...
Why Culture Matters-Episode 2, What Factors Influence a Company’s Culture
Welcome to this special five-part podcast series with Jay Rosen,...
Why Culture Matters-Episode 1, What is Ethical Culture and Why Does it Matter
Welcome to this special five-part podcast series with Jay Rosen,...
Joe Gerard on Conducting Fraud Investigations with Case Management Software
In this episode I visit with Joe Gerard, CEO of...
The Future of Financial Compliance: Maintaining Oversight
In this special five-part podcast series, I have visited with...
The Future of Financial Compliance: Sustainability
In this special five-part podcast series, I visit with Phil...
The Future of Financial Compliance-Challenging Accepted Wisdom
In this special five-part podcast series, I visit with Phil...
The Future of Financial Compliance: Control
In this special five-part podcast series, I visit with Phil...
The Future of Financial Compliance: Capture
In this special five-part podcast series, I visit with Phil...
Episode 446-Matthew Jacobs on the Juniper Networks FCPA Resolution
In this episode I visit with Matthew Jacobs, a partner...
Episode 445- Shon Ramey on the Navex Global Acquisition of Lockpath
In this episode I visit with Shon Ramey, General Counsel...
Jim Murphy on the Dangers in Using Slack
In this episode I visit with podcast favorite Jim Murphy,...
James Koukios on the Morrison and Foerster Top 10 International Anti-Corruption Developments for April 2019
In this episode I visit with podcast favorite Morrison and...
Episode 442-Serco Geografix DPA
In this episode I visit with Sacha Harber-Kelly, a partner...
Episode 441- Compliance Training to Influence Behavior
In this episode I visit with Matt Galvin, Vice President,...
Everything You Wanted to Know About Monitors But Were Afraid To Ask: Part V-Cost Issues When Hiring a Monitor
This week, over a five-part podcast series, we have considered...
Everything You Wanted to Know About Monitors But Were Afraid To Ask: Part IV-Considerations When Hiring a Monitor
In this five-part podcast series, we consider some of the...
Everything You Wanted to Know About Monitors But Were Afraid To Ask: Part III-the Power of a Pre-Settlement Monitorship
In this five-part podcast series, we consider some of the...
Everything You Wanted to Know About Monitors But Were Afraid To Ask: Part II-Post-Resolution Monitorships
In this five-part podcast series, we consider some of the...
Everything You Wanted to Know About Monitors But Were Afraid To Ask: Part I-Introduction
In this five-part podcast series, we consider some of the...
Jesse Caplan on the DOJ Evaluation of Corporate Compliance Programs for Antitrust
In this episode I visit with Affiliated Monitor’s Managing Director...
FCPA Compliance Report-Episode 439, James Koukios on the Morrison and Foerster Top 10 International Anti-Corruption Developments for March 2019
In this episode I visit with podcast favorite Morrison and...
Bonus Episode-Mike Volkov's Interviews the Compliance Evangelist for 100th Episode of Corruption Crime and Compliance
This special bonus episode is a cross-post of Mike Volkov's...
Bonus Episode-Sean Freidlin Interviews Elizabeth O'Keefe
In this special bonus episode, In the newest episode of...
The Use of Monitors by State Attorneys General: Part V-The Road Ahead
In this five-part podcast series, I consider the use of...
The Use of Monitors by State Attorneys General: Part IV-The Challenges of Multi-state in Today’s Litigation Environment
In this five-part podcast series, I consider the use of...
The Use of Monitors by State Attorneys General: Part III-Multistate Litigation in the Post-Tobacco Era
In this five-part podcast series, I consider the use of...
The Use of Monitors by State Attorneys General: Part II-Reaction to the Big Tobacco Settlement and Criticisms of State Attorneys General
In this five-part podcast series, I consider the use of...
The Use of Monitors by State Attorneys General-Part I: The Role of State Attorneys General as Enforcers
In this five-part podcast series, I consider the use of...
FCPA Compliance Report-Episode 438, Michael DeBernardis on The China Initiative and FCPA Enforcement
In this episode of the FCPA Compliance Report, I visit...
FCPA Compliance Report-Episode 437, Kelly Leonard on The Second City Works and Compliance
In this episode of the FCPA Compliance Report, I visit...
FCPA Compliance Report-Episode 436, Justin Muscolino on Creating eLearning Training
In this episode of the FCPA Compliance Report, I visit...
FCPA Compliance Report-Episode 435, Dave Lefort on Compliance Week’s Re-platforming
In this episode of the FCPA Compliance Report, I visit...
FCPA Compliance Report-Episode 434, Brandon Daniels on Using Investigations to Drive Continuous Improvement
In this episode of the FCPA Compliance Report, I visit...
FCPA Compliance Report-Episode 433, Sean Freidlin on the Current State of Internal Investigations
In this episode I visit with Sean Freidlin, the Senior...
The Current State of Compliance - Issues and Challenges: Part 5 - New Compliance Concerns in Healthcare
Over this five-part podcast series, I have visited with Terry...
The Current State of Compliance - Issues and Challenges: Part 4 - Private Equity and Compliance
In this five-part podcast series, I visit with Terry L...
The Current State of Compliance - Issues and Challenges: Part 3 - Evaluation of Corporate Compliance Programs
During this five-part podcast series, I visit with Terry L...
Walmart FCPA Settlement
In this special bonus podcast, I am joined by Jay...
The Current State of Compliance - Issues and Challenges: Part 2 - Lessons Learned from Recent Enforcement Actions
In this five-part podcast series, I visit with Terry L...
The Current State of Compliance - Issues and Challenges: Part 1 - Orr and his Journey to Compliance
In this five-part podcast series, I visit with Terry L...
Impacts of Emerging Regulations: Part 5- Scaling to Meet Change
In this five-part podcast series, sponsored by Assent Compliance Inc....
Impacts of Emerging Regulations: Part 4- the Current State of Responsible Minerals
In this five-part podcast series, sponsored by Assent Compliance Inc....
Impacts of Emerging Regulations: Part 3- What is Your CSR Value Proposition?
In this five-part podcast series, sponsored by Assent Compliance Inc....
Impacts of Emerging Regulations: Part 2- Instituting a Broader Risk Management Program
In this five-part podcast series, sponsored by Assent Compliance Inc....
Impacts of Emerging Regulations: Part 1 – The HTS Landscape
In this five-part podcast series, sponsored by Assent Compliance Inc....
FCPA Compliance Report-Episode 432, Mark Lanpher on DOJ Change in M&A Enforcement under the FCPA
In this episode I visit with Mark Lanpher, a partner...
Life With GDPR: Episode 29- GDPR Year 1 Review-Part II, the Issues
In this podcast, data privacy/data security expert Jonathan Armstrong and...
Daily Compliance News: June 4, 2019, the leadership edition
In today’s edition of Daily Compliance News:Why are bashful bosses...
FCPA Compliance Report-Episode 431, Pat Harned On ECI's Impact 2019 Wrap Up
In this episode I visit with Pat Harned, CEO at...
DOJ 2019 Guidance: Part V – Final Thoughts
Over the course of this podcast series, sponsored by Affiliated...
DOJ 2019 Guidance: Part IV – Does your compliance program work in practice?
Over the course of this podcast series, sponsored by Affiliated...
DOJ 2019 Guidance: Part III – Is It Being Effectively Implemented?
This week, in a podcast series sponsored by Affiliated Monitors,...
DOJ 2019 Guidance: Part II – Is Your Program Well Designed?
This week, in a podcast series sponsored by Affiliated Monitors,...
DOJ 2019 Guidance: Part I - Introduction
This week, in a podcast series sponsored by Affiliated Monitors,...
Daily Compliance News: June 1, 2019-the Management Incentives edition
In today’s edition of Daily Compliance News:What are management incentives?(Huffington...
Daily Compliance News: May 31, 2019-the May is done edition
In today’s edition of Daily Compliance News:CITGO now part of...
Life With GDPR: Episode 28- GDPR Year 1 Review-Part I, the Numbers
In this podcast, data privacy/data security expert Jonathan Armstrong and...
Daily Compliance News: May 30, 2019-is a spanking is coming edition
In today’s edition of Daily Compliance News:Is the SEC useless?...
Bonus Episode-Compliance Week 2019 Wrap Up
In this special bonus podcast, I am joined by the...
Daily Compliance News: May 29, 2019-the Workers Unite edition
In today’s edition of Daily Compliance News:Braskem Board OK’s $101MM...
Daily Compliance News: May 29, 2019-the Workers Unite edition
In today’s edition of Daily Compliance News:Braskem Board OK’s $101MM...
Daily Compliance News: May 27, 2019-the Memorial Day edition
In today’s edition of Daily Compliance News:· Is...
Leveraging AI in Compliance Investigation: Part 5 – Where are investigations headed?
Today we conclude a five-part podcast series sponsored by Hanzo,...
Leveraging AI in Compliance Investigation: Part 4-Improving Investigative Efficiencies
I am on a five-part podcast series sponsored by Hanzo....
Leveraging AI in Compliance Investigation: Part 3-Overcoming Investigative Challenges
This week I embark on a five-part podcast series sponsored...
Leveraging AI in Compliance Investigation: Part 2-Using AI and Web-Based Evidence
This week I embark on a five-part podcast series sponsored...
Leveraging AI in Compliance Investigation: Part 1-Current State of Investigations
This week I embark on a five-part podcast series sponsored...
Daily Compliance News: May 26, 2019-the Sunday Book Review edition
n today’s edition of Daily Compliance News:Oliver Wendall Holmes by...
Daily Compliance News: May 25, 2019-the execs behaving badly edition
In today’s edition of Daily Compliance News:Chief Executives behaving badly....
Daily Compliance News: May 24, 2019-the Memorial Day Weekend edition
In today’s edition of Daily Compliance News:BeIN Media Group CEO...
Daily Compliance News: May 23, 2019-the life or death
In today’s edition of Daily Compliance News:Guyana Investigating Leases Controlled...
Daily Compliance News: May 22, 2019, the what is ethics edition
In today’s edition of Daily Compliance News:What is ethics? Pimco...
Daily Compliance News: May 20, 2019, Compliance Week 2019 is here edition
In today’s edition of Daily Compliance News:· So...
Maintaining Market Access: Part 5 – Chemical and Product Compliance
During this five-part podcast series, sponsored by Assent Compliance Inc....
Maintaining Market Access: Part 4 - FARs flow downs
Over this five-part podcast series, sponsored by Assent Compliance Inc....
Maintaining Market Access: Part 3 - Continuous Monitoring in Trade Compliance
In this five-part podcast series, sponsored by Assent Compliance Inc....
Maintaining Market Access: Part 2 - Trade Compliance
In this five-part podcast series, sponsored by Assent Compliance Inc....
FCPA Compliance Report-Episode 430, Scott Moritz on a Forensic Response to Varsity Blues
In this episode I visit with Scott Moritz, the Global...
Maintaining Market Access: Part 1 - Introduction to Market Access
In this five-part podcast series, sponsored by Assent Compliance Inc....
Daily Compliance News: May 19, 2019-the Sunday Book Review-con men edition
In today’s edition of Daily Compliance News:King Con by Paul...
Daily Compliance News: May 18, 2019-the more bad news from Brazil edition
In today’s edition of Daily Compliance News:Four more banks named...
This Week in FCPA-Episode 154 - the Take It Back edition
This week's highlights include:1. Uber stumbles at going IPO....
Daily Compliance News: May 16, 2019-the CEOs and ethical lapses edition
In today’s edition of Daily Compliance News:More business leaders forced...
Everything Compliance-Episode 46, the Justice Department's 2019 Guidance for FCPA Compliance Programs
Welcome to the only roundtable podcast in compliance. Today, we...
Compliance into the Weeds: Episode 123-Whistleblower Protection
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: May 15, 2019-the whistleblower protection edition
In today’s edition of Daily Compliance News:· FCA...
Daily Compliance News: May 14, 2019-the from bad to worser edition edition
In today’s edition of Daily Compliance News:Judge scolds SEC over...
FCPA Compliance Report-Bonus Episode-ECI High Quality Program Framework Assessent
In special bonus episode, I present a full hour's presentation...
Daily Compliance News: May 13, 2019-the regime change edition
In today’s edition of Daily Compliance News:DOJ asks Judge to...
Daily Compliance News: May 11, 2019-the what is data security edition
In today’s edition of Daily Compliance News:· What...
This Week in FCPA-Episode 153 – the You’ll Never Walk Alone edition
A big tip of the hat to the Liverpool Football...
Daily Compliance News: May 10, 2019-the what is hubris edition
In today’s edition of Daily Compliance News:Theranos founder Elizabeth Holmes...
Daily Compliance News: May 9, 2019-the regime change edition
In today’s edition of Daily Compliance News:· Regime...
Daily Compliance News: May 8, 2019-the Is He or Isn’t He edition
In today’s edition of Daily Compliance News:Judge says Roger Ng...
Daily Compliance News: May 7, 2019-the Welcome to the US edition
In today’s edition of Daily Compliance News:· Roger...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 5, In Non-Profits and Varsity Blues
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 4, In the Health Care Industry
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 3, Case Studies of Working with 3rd Party Independents
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 2, The Nuts and Bolts
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Daily Compliance News: May 6, 2019-the Diamonds are Forever edition
In today’s edition of Daily Compliance News:· Regulatory...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 1, Introduction
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
FCPA Compliance Report-Episode 429, James Koukios on MoFo’s February Anti-Corruption Newsletter
In this episode I have back with me, fan favorite...
Daily Compliance News: May 5, 2019-the Sunday Book Review edition
In today’s edition of Daily Compliance News:· New...
Daily Compliance News: May 4, 2019-the Enter Slow, Exit fast edition
In today’s edition of Daily Compliance News:What to do when...
Daily Compliance News: May 3, 2019-the Insys execs guilty edition
In today’s edition of Daily Compliance News:· Insys execs found...
Daily Compliance News: May 2, 2019-the Evaluation edition
In today’s edition of Daily Compliance News:· Wall...
Life With GDPR: Episode 26- The Importance of Passwords
In this episode, I visit with Jonathan Armstrong a topic...
Compliance into the Weeds: Episode 121-The Role of the CRO in ERM
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: May 1, 2019-the May Day edition
In today’s edition of Daily Compliance News:· What...
Daily Compliance News: April 30, 2019-the End of April edition
In today’s edition of Daily Compliance News:Prosecutors ask for hold...
Across the Board – Episode 5: The Road Ahead
Over this special 5-part podcast series, I have visited with...
Across the Board – Episode 4: Metrics and Senior Management
In this special 5-part podcast series, I am visiting with...
Across the Board – Episode 3: Not Enough Time/Not Enough Depth
In this special 5-part podcast series, I am visiting with...
Daily Compliance News: April 29, 2019-the Welcome to my Tweet-Up edition
In today’s edition of Daily Compliance News:SW Airlines not told...
Across the Board – Episode 2: BOD Understanding and the Game Plan
In this special 5-part podcast series, I am visiting with...
Across the Board – Episode 1: What’s the Tone at the Very Top
In this special 5-part podcast series, I visit with David...
FCPA Compliance Report-Episode 428, James Koukios on MoFo’s January Anti-Corruption Newsletter
In this episode I have back with me, fan favorite...
Daily Compliance News: April 28, 2019-the Sunday Book Review edition
In today’s edition of Daily Compliance News:· What...
Episode 106-Metropolis by Philip Kerr
Richard Lummis and I are back and today we head...
Daily Compliance News: April 27, 2019-the Havlicek stole the ball edition
In today’s edition of Daily Compliance News:· What...
Daily Compliance News: April 26, 2019-the Endgame edition
In today’s edition of Daily Compliance News:DOJ wants Goldman Sachs...
This Week in FCPA-Episode 151 – the World Domination edition
Is the US utilizing FCPA enforcement for world domination? Recovering...
Everything Compliance-Episode 45, the Drink the Kool-aid edition
Welcome to the only roundtable podcast in compliance. Today, in...
Compliance into the Weeds: Episode 120-On the Ethical Tarmac
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: April 24, 2019-the bit player edition
In today’s edition of Daily Compliance News:· Opioid...
Daily Compliance News: April 23, 2019-the pay for information edition
In today’s edition of Daily Compliance News:· Should...
Supply Chain Data Management: Part -5, Market Drivers for Continued Legislation
In this five-part podcast series, sponsored by Assent Compliance, I...
Supply Chain Data Management: Part -4, Failures in Supply Chain Compliance
In this five-part podcast series, sponsored by Assent Compliance, I...
Supply Chain Data Management: Part -3, Development of Supply Chain Risk Management
In this five-part podcast series, sponsored by Assent Compliance, I...
Supply Chain Data Management: Part -2, Introduction to Supply Chain Data Management
In this five-part podcast series, sponsored by Assent Compliance, I...
Supply Chain Data Management: Part -1, Who is Assent?
In this five-part podcast series, sponsored by Assent Compliance, I...
Daily Compliance News: April 22, 2019-the asking for a Ferrari edition
In today’s edition of Daily Compliance News:· McKesson...
Daily Compliance News: April 22, 2019-the asking for a Ferrari edition
In today’s edition of Daily Compliance News:· McKesson...
FCPA Compliance Report-Episode 427, Hanzo Q1 2019 Compliance, Risk, and Regulations Research Roundup
In this episode I take things in a bit of...
Daily Compliance News: April 19, 2019-the Good Friday edition
In today’s edition of Daily Compliance News:When safety has a...
This Week in FCPA-Episode 150– the Easter/Passover edition
On this weekend, we have the dual celebrations of Easter...
Life With GDPR: Episode 25- Data Breach=Deadly Consequences
In this episode, I visit with Jonathan Armstrong to consider...
Daily Compliance News: April 18, 2019-the what am I going to be edition
In today’s edition of Daily Compliance News:· Pension...
Compliance into the Weeds: Episode 119-Rule Making Power Grab
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: April 17, 2019-the whistleblower protection edition
In today’s edition of Daily Compliance News:· Ongoing...
Daily Compliance News: April 16, 2019-the Integrity edition
In today’s edition of Daily Compliance News:· What...
Federal Contractor Responsibility: Part 5-Keeping it Fresh
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Federal Contractor Responsibility: Part 4-Why Are We Still Talking About This?
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Federal Contractor Responsibility: Part 3-Small Business Compliance Programs
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Federal Contractor Responsibility: Part 2-What Does the Government Expect
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Federal Contractor Responsibility: Part 1-Introduction of Responsible Contractors
In this five-part podcast series, sponsored by Affiliated Monitors, Inc....
Daily Compliance News: April 15, 2019-the Tiger Wins edition
FCPA Compliance Report-Episode 426, Jon Rusch on Dipping Through Geometries
In this episode I finally have Jon Rusch on the...
Daily Compliance News: April 123, 2019-the Saturday the 13th edition
In today’s edition of Daily Compliance News:· Les...
Daily Compliance News: April 12, 2019-the Uber FCPA investigation edition
In today’s edition of Daily Compliance News:· Uber...
This Week in FCPA-Episode 149 – the White Privilege edition
After a one-week hiatus, the lads are back. While debating...
Compliance into the Weeds: Episode 118-Hotline Metrics
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: April 10, 2019-the $1.1bn edition
In today’s edition of Daily Compliance News:Standard Chartered joins the...
Daily Compliance News: April 9, 2019-the Varsity Blues-guilty pleas edition
APRIL 9, 2019 BY TOM FOXIn today’s edition of Daily...
Shakespeare on Compliance – the Fool (In theater and in business)
In this podcast series, I have used the current Broadway...
Shakespeare on Compliance – A Different Interpretation
In this episode, I want to discuss how Jackson, starring...
Shakespeare on Compliance - Engaging Your Audience
In this episode, I want to discuss the opening scene...
Shakespeare on Compliance - Changing Your Focus
In this episode, I want to discuss how this production...
Shakespeare On Compliance - Innovation
I recently saw the performance ofKing Learwith Glenda Jackson as...
FCPA Compliance Report-Episode 425, the Fresenius FCPA Enforcement Action
In this episode I have back fan fav Mike Volkov....
Daily Compliance News: April 8, 2019-the changing spots edition
In today’s edition of Daily Compliance News:· Can...
Daily Compliance News: April 6, 2019-the return on bribe (ROB) edition
APRIL 6, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: April 5, 2019-the I feel very much loved edition
APRIL 5, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 44, the April is Here edition
Welcome to the only roundtable podcast in compliance. Today, in...
Daily Compliance News: April 4, 2019-the Bigot Law edition
APRIL 4, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 117-Wells Fargo Update
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: April 3, 2019-the trial of the century begins edition
In today’s edition of Daily Compliance News:· Trial...
IMPACT2019, Amy Edmondson on Creating a Safe Workspace
In this episode I visit with Amy Edmondson about her...
Daily Compliance News: April 2, 2019-the FB mea culpa edition
In today’s edition of Daily Compliance News:· Is...
Are You Creating Barriers to Your Art?
On this episode of the Modern Medium Podcast, we are...
FCPA Compliance Report-Episode 424, David Childers on the New ECI Self-Assessment Tool
In this episode I visit with David Childers, the Senior...
Daily Compliance News: April 1, 2019-the Not April Fool’s edition
In today’s edition of Daily Compliance News:· GOP...
Daily Compliance News: March 30, 2019-the Sackler family sued edition
In today’s edition of Daily Compliance News:Wirecare in deep trouble....
This Week in FCPA-Episode 148 – the Hope Springs Eternal edition
As Opening Day near and the Astros are predicted to...
Daily Compliance News: March 29, 2019-the out like a lamb edition
MARCH 29, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: March 28, 2019-the SFO sued edition
MARCH 28, 2019 BY TOM FOXIn today’s edition of Daily...
Life With GDPR: Episode 24- Phishing
In this episode, I visit with Jonathan Armstrong consider the...
Daily Compliance News: March 27, 2019-the Autonomy trial begins edition
MARCH 27, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 116-Brexit Risks
Daily Compliance News: March 26, 2019-the UK AG edition
MARCH 26, 2019 BY TOM FOXIn today’s edition of Daily...
Making Art a Sensory Experience
On this episode of the Modern Medium Podcast, we’re exploring...
Setting the Right Tone from the Top
The board of directors, in concert with the CEO and...
Daily Compliance News: March 25, 2019-the would you do business with this man edition
MARCH 25, 2019 BY TOM FOXIn today’s edition of Daily...
Emerging Issues in Healthcare Compliance and Monitoring-Episode 3-Expanded Use of Independent Monitoring by Health Regulators
In this special five-part podcast series, sponsored by Affiliated Monitors,...
Emerging Issues in Healthcare Compliance and Monitoring-Episode 2- Focus on Opioid Prescribing – Identifying and Mitigating the Risks
In this special five-part podcast series, sponsored by Affiliated Monitors,...
Emerging Issues in Healthcare Compliance and Monitoring-Episode 1 –Focus on Opioid Prescribing – Regulatory and Liability Risks
In this special five part podcast series, sponsor by Affiliated...
Emerging Issues in Healthcare Compliance-Episode 5, Proactive Monitoring
In this special five-part podcast series, sponsored by Affiliated Monitors,...
Emerging Issues in Healthcare Compliance and Monitoring-Episode 4 - Independent Integrity Monitoring of Healthcare Organizations
In this special five-part podcast series, sponsored by Affiliated Monitors,...
FCPA Compliance Report-Episode 423, Sarah Hadden on the New CCI
In this episode I visit with Sarah Hadden, the new...
Daily Compliance News: March 23, 2019-the who’s on your Board edition
MARCH 23, 2019 BY TOM FOXIn today’s edition of Daily...
IMPACT 2019- Sam Silverstein on Accountability
In this episode I visit with Sam Silverstein about his...
Daily Compliance News: March 22, 2019-the my bracket is already blown edition
MARCH 22, 2019 BY TOM FOXIn today’s edition of Daily...
IMPACT 2019, Tony Brigmon on Joy and Laughter
In this episode I visit with Tony Brigmon about his...
Life With GDPR: Episode 23- Looking into the 2019 Crystal Ball
In this episode, I visit with Jonathan Armstrong consider some...
Daily Compliance News: March 21, 2019-the Google spanked edition
MARCH 21, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 115-Regulatory Capture and Regulatory Approval at the FAA
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: March 20, 2019-the Risky Business edition
MARCH 20, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: March 19, 2019-the filling out my bracket edition
MARCH 19, 2019 BY TOM FOXIn today’s edition of Daily...
Freud and Fraud
On this episode, we’re putting Freud to fraud and getting...
Incorporating Time into Art
On this episode of the Modern Medium Podcast, we’re talking...
MTS Foreign Corrupt Practices Act Enforcement Action: Part I-Introduction
In a stunning resolution to one of the longest running...
MTS Foreign Corrupt Practices Act Enforcement Action: Part II-the Bribery Schemes
In a stunning resolution to one of the longest running...
MTS Foreign Corrupt Practices Act Enforcement Action: Part III – Missed Red Flags and Overridden Controls
In a stunning resolution to one of the longest running...
MTS Foreign Corrupt Practices Act Enforcement Action: Part IV – the Individual Indictments
We are on Episode IV of a five-part exploration of...
MTS Foreign Corrupt Practices Act Enforcement Action: Part V – Lessons Learned
We are on Episode V of a five-part exploration of...
FCPA Compliance Report-Episode 422, Vera Cherepanova
In this episode I visit with Vera Cherepanova author of...
Daily Compliance News: March 18, 2019-the selection Monday edition
MARCH 18, 2019 BY TOM FOXIn today’s edition of Daily...
Popcorn and Compliance: Captain Marvel
In this podcast series, recovering screenwriter (and Mr. Monitor) Jay...
Daily Compliance News: March 16, 2019-the VW sued (yet again) edition
MARCH 16, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 146 – Ides of March (formerly St. Patty’s Day) edition
On this Ides of March with the St. Patrick’s Day...
Daily Compliance News: March 15, 2019-the all-NYT edition
MARCH 15, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 43, the Cohen Testifies edition-Part 2
Welcome to the only roundtable podcast in compliance. This episode...
Daily Compliance News: March 14, 2019-the ethics premium edition
MARCH 14, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: March 13, 2019-the Back to School edition
MARCH 13, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 114-Lessons on Internal Control Overrides
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: March 12, 2019-the loonshot edition
MARCH 12, 2019 BY TOM FOXIn today’s edition of Daily...
Adventures in Compliance –Episode IV: The Six Napoleons
In this episode, I consider the theme of mentoring in...
Adventures in Compliance: Episode II-The Abbey Grange
Today, I consider The Adventure of the Abbey Grange. In...
FCPA Compliance Report-Episode 421, Andrew Beato
In this episode I visit with Andrew Beato from the...
Daily Compliance News: March 11, 2019-the Wells Fargo edition
MARCH 11, 2019 BY TOM FOXIn today’s edition of Daily...
Adventures in Compliance: Episode I: The Red Circle and Communication
This week I return to one my favorite themes for...
Adventures in Compliance: Episode III: The Priory School
Today, I consider the Adventure of the Priory School. In...
FCPA Compliance Report-Bonus Episode-the MTS FCPA Settlement
In this special bonus podcast, I am joined by Mike...
FCPA Compliance Report-Episode 420, Erica Salmon Byrne on the 2019 WME-the Ethics Premium
In this episode I visit with podcast favorite Erica Salmon...
Daily Compliance News: March 9, 2019-the Podfest Expo edition
MARCH 9, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 145– Conferencing in America edition
Tom and Jay were both conferencing this week, albeit in...
Daily Compliance News: March 8, 2019-the Gulnara Karimova edition
MARCH 8, 2019 BY TOM FOXIn today’s edition of Daily...
Opinion Release Papers-11-01: Using the Opinion Release Procedure
The only Opinion Release of 2011 (11-01) may have left...
Daily Compliance News: March 7, 2019-the Russian Telecom edition
MARCH 7, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 42, the Cohen Testifies edition-Part 1
Welcome to the only roundtable podcast in compliance. This episode...
Daily Compliance News: March 6, 2019-the Remember the Alamo edition
MARCH 6, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 113-Corporate Governance Nightmare
Compliance into the Weeds is the only weekly podcast which...
Collusion and Conflict of Interest in Compliance
Corruption can take many forms, but its root causes often...
Welcome to the Modern Medium Podcast!
Welcome to the Modern Medium Podcast! We talk about the...
Daily Compliance News: March 5, 2019-the Shell in in trouble edition
MARCH 5, 2019 BY TOM FOXIn today’s edition of Daily...
Opinion Release Papers-07-02-Business Entertainment for Foreign Officials
In the second Opinion Release of 2007, 07-02, the Department...
Opinion Release Papers- 07-01-Travel for Foreign Officials
In 2007, the DOJ issued two Foreign Corrupt Practices Act...
Opinion Release Papers-10-02- Charitable Donations under the FCPA
What is a company to do if, in order to...
Opinion Release Papers- 10-03-Foreign Officials as Agents
Can you hire a foreign official as your agent? Is...
FCPA Compliance Report-Episode 420, Andrew Beato
In this episode I visit with Andrew Beato from the...
Daily Compliance News: March 4, 2019-the WSJ edition
MARCH 4, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 144 – Farewell to Sam edition
Tom returns from London to find Sam Rubenfeld announcing his...
Daily Compliance News: March 1, 2019-Lion or Lamb? edition
MARCH 1, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: February 28, 2019-the farewell to February edition
FEBRUARY 28, 2019 BY TOM FOXIn today’s edition of Daily...
Episode 105-Leadership Lessons from the Oscars-The Last Emperor
We are back with our fan favorite Oscar movie month....
Compliance into the Weeds: Episode 112-Robert Kraft and Compliance
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: February 27, 2019-the CITGO in more trouble edition
FEBRUARY 27, 2019 BY TOM FOXIn today’s edition of Daily...
Live from London, Part IV- Regime Change and Compliance
In this 4th and final episode of my special four-part...
Live from London, Part III-Cognizant Technology
In this Episode 3 of my special Live from London...
Live from London, Part II-State of Compliance in 2019
In this Episode 2 of my special Live from London...
Live from London, Part I-Customers as Emerging Corruption Risks
In this Episode 1 of my special Live from London...
FCPA Compliance Report-Episode 419, James Tillen and Marc Bohn on Miller’s FCPA Winter Review 2019
In this episode I visit with Miller & Chevalier lawyers...
Daily Compliance News: February 25, 2019-the risk management edition
FEBRUARY 25, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 143 –the London Homesick Blues edition
Tom in is London this week, thinking about Gary P....
Daily Compliance News: February 22, 2019-the farewell to UK edition
FEBRUARY 22, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 41, the Kudos to Dick Cassin edition
Welcome to the only roundtable podcast in compliance. In this...
Episode 104-Leadership Lessons from the Oscars-The Sting
We are back with our fan favorite Oscar movie month....
Daily Compliance News: February 21, 2019-the Lex edition
FEBRUARY 21, 2019 BY TOM FOXIn today’s edition of Daily...
Across the Board: Episode 26-Rakhi Kumar on SSGA’s Culture Framework
I recently had the chance to visit with Rakhi Kumar,...
Daily Compliance News: February 20, 2019-the still in London edition
FEBRUARY 20, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: February 19, 2019-the Financial Times edition
FEBRUARY 19, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: February 18, 2019-the London Times edition
FEBRUARY 18, 2019 BY TOM FOXIn today’s edition of Daily...
FCPA Compliance Report-Episode 418, Joel Androphy on Prosecuting FCA cases
In this episode I visit Joel Androphy, a co-founder of...
ECI’s 2018 Global Business and Ethics Survey: Part I - The State of Ethics and Compliance in the Workplace
In this podcast series I visit with Patricia Harned, Ph.D.,...
ECI’s 2018 Global Business and Ethics Survey: Part II - Measuring the Impact of Ethics & Compliance Programs
I continue the discussion with Pat Harned, Chief Executive Officer...
ECI’s 2018 Global Business and Ethics Survey: Part III - Building Companies Where Values and Ethical Conduct Matter
Pat Harned, Chief Executive Officer (CEO) of Ethics and Compliance...
ECI’s 2018 Global Business and Ethics Survey: Part IV - Interpersonal Misconduct in the Workplace: What It Is, Where It Occurs and What You Should Do About It
In this podcast series I visit with Pat Harned, the...
ECI’s 2018 Global Business and Ethics Survey: Part V - Implications for Compliance Going Forward
In this podcast series I have visited with Pat Harned,...
FCPA Compliance Report-Bonus Episode, the Cognizant Technology Solutions Corp’s FCPA Enforcement Action
In this special bonus episode I visit with Mike Volkov...
This Week in FCPA-Episode 142 - the What’s in Your Supply Chain? edition
A special guest joins the lads this week. Tom and...
Daily Compliance News: February 15, 2019-the coming home edition
FEBRUARY 15, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: February 14, 2019-the Valentine’s Day edition
FEBRUARY 14, 2019 BY TOM FOXIn today’s edition of Daily...
Episode 103-Leadership Lessons from the Oscars-No Country for Old Men
We are back with our fan favorite Oscar movie month....
Daily Compliance News: February 13, 2019-the Batman edition
FEBRUARY 13, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 111- What is supply chain risk?
Daily Compliance News: February 12, 2019-the Big Headache for AB edition
FEBRUARY 12, 2019 BY TOM FOXIn today’s edition of Daily...
FCPA Compliance Report-Episode 417, Miller & Chevalier Releases Inaugural Europe-Caucasus-Asia Corruption Survey
In this episode I visit with three lawyers from Miller...
Daily Compliance News: February 11, 2019-the Venezuela in turmoil edition
FEBRUARY 11, 2019 BY TOM FOXIn today’s edition of Daily...
Affiliated Monitors: 15 Years of Independent Monitoring Excellence -Episode 1, DiCianni's Idea
Over the next five podcasts, I will visit with Vin...
Affiliated Monitors: 15 Years of Independent Monitoring Excellence -Episode 2, The Early Days
Over five podcasts, I will visit with Vin DiCianni, CEO...
Affiliated Monitors: 15 Years of Independent Monitoring Excellence -Episode 3, the Expansion of Independent Monitors
Over five podcasts, I visit with Vin DiCianni, CEO and...
Affiliated Monitors: 15 Years of Independent Monitoring Excellence -Episode 4, the Marriage of Independent Monitors and C&E Programs
Over five podcasts, I visit with Vin DiCianni, CEO and...
Affiliated Monitors: 15 Years of Independent Monitoring Excellence -Episode 5, Final Reflections on 15 Years
Over this five-part podcast series, I have visited with Vin...
This Week in FCPA-Episode 141 - the We’re on Spotify edition
The Patriots won the Super Bowl (yet again). Even more...
Daily Compliance News: February 8, 2019-the what’s your password edition
FEBRUARY 8, 2019 BY TOM FOXIn today’s edition of Daily...
Life With GDPR: Episode 22- Morrisons’ and vicarious liability
In this episode, I visit with Jonathan Armstrong on the...
Daily Compliance News: February 7, 2019-the stupid is as stupid does edition
FEBRUARY 7, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 110- the Ralph Northam edition
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: February 6, 2019-the send in the clowns edition
FEBRUARY 6, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 110- the Ralph Northam edition
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: February 5, 2019-the Monty Python edition
FEBRUARY 5, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: February 4, 2019-the Champion’s edition
FEBRUARY 4, 2019 BY TOM FOXIn today’s edition of Daily...
FCPA Compliance Report-Episode 416, James Koukios on the Morrison and Foerster Top 10 International Anti-Corruption Developments for December 2018
In this episode I visit with podcast favorite Morrison and...
The Evolution of Compliance: From Disconnected to Connected- Part II – Connected, as Under One Roof
In this special five-part podcast series, hosted by Gan Integrity,...
The Evolution of Compliance: From Disconnected to Connected- Part I - Introduction
In this special five-part podcast series, hosted by Gan Integrity,...
The Evolution of Compliance: From Disconnected to Connected-Part III-Constructing a Connected Program
In this special five-part podcast series, hosted by Gan Integrity,...
The Evolution of Compliance: From Disconnected to Connected: Part IV-How Connected Technology Works
In this special five-part podcast series, hosted by Gan Integrity,...
The Evolution of Compliance: From Disconnected to Connected, Part V-The Human Side of Connected Compliance
In this special five-part podcast series, sponsored by Gan Integrity,...
Daily Compliance News: February 2, 2019-the Groundhog’s Day edition
FEBRUARY 2, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 140 - the Godfather retires edition
The Super Bowl is Sunday. Will the ads be better...
Daily Compliance News: February 1, 2019-the I can’t believe its February already edition
FEBRUARY 1, 2019 BY TOM FOXIn today’s edition of Daily...
Life With GDPR: Episode 21- Cambridge Analytica Subject Access Case
In this episode I visit with Jonathan Armstrong on the...
Daily Compliance News: January 31, 2019-the scam season edition
JANUARY 31, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 30, 2019-the new charges and new sanctions edition
JANUARY 30, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 109- Does the NFL Even Care?
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: January 29, 2019-the 1MDB and Nissan investigations expand edition
JANUARY 29, 2019 BY TOM FOXIn today’s edition of Daily...
Shakespeare’s Problems Plays: Part 5- Timon of Athens and Risk Ranking Logistics Companies
Today, I round out the series by discussing the final...
FCPA Compliance Report-Episode 415, Michael DeBernardis on Hughes Hubbard 2018 FCPA & Anti-Bribery Alert
In this episode I visit with Hughes Hubbard partner Michael...
Shakespeare's Problems Plays: Part 1 - All’s Well That Ends Well and Compliance Resilience
This podcast opens a five-part podcast series on Shakespeare’s Problem...
Shakespeare’s Problem Plays: Part 2 - Troilus and Cressida and Farce in Compliance as Tragedy
We continue our consideration of Shakespeare’s Problem Plays with today’s...
Shakespeare’s Problem Plays: Part 3 - Measure for Measure and Creating a Game Plan
Next, we consider Measure for Measure. In the age of...
Shakespeare’s Problem Plays: Part 4-The Winter’s Tale and Terminating a Third Party
Today, we consider The Winter’s Tale. In this play, King...
Daily Compliance News: January 28, 2019, the rooftop edition
JANUARY 28, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 26, 2019-the Shutdown ends edition
JANUARY 26, 2019 BY TOM FOXIn today’s edition of Daily...
Popcorn and Compliance: Aquaman
In this podcast series, recovering screenwriter (and Mr. Monitor) Jay...
This Week in FCPA-Episode 139 - the Worst Officiating (Non) call ever edition
As the Pats and Rams advance, Tom and Jay ask...
Life With GDPR: Episode 20-Google Fined €50 for GDPR Violations
In this episode I visit with Jonathan Armstrong and André...
Daily Compliance News: January 25, 2019-the Damasian moment edition
JANUARY 25, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 24, 2019-the Golden Visa edition
JANUARY 24, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 40, the Carnac the Magnificent edition
Welcome to the only roundtable podcast in compliance. In this...
Daily Compliance News: January 23, 2019-the horsemeat trial edition
JANUARY 23, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 108- Distributors and Compliance
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: January 22, 2019-the integrity of the game edition
JANUARY 22, 2019 BY TOM FOXIn today’s edition of Daily...
FCPA Compliance Report-Episode 414, Jim Garcia on auditing the San Diego Zoo
What is one of the most fulfilling audit assignments of...
Compliance Strategies Under the Benczkowski Memo: Part I-Introduction
This week, in a podcast series sponsored by Affiliated Monitors,...
Compliance Strategies Under the Benczkowski Memo: Part II-Internal Use
This week, in a podcast series sponsored by Affiliated Monitors,...
Compliance Strategies Under the Benczkowski Memo: Part III-Using External Resources
This week, in a podcast series sponsored by Affiliated Monitors,...
Compliance Strategies Under the Benczkowski Memo: Part IV-New Guidance as Both a Sword and Shield
This week, in a podcast series sponsored by Affiliated Monitors,...
Compliance Strategies Under the Benczkowski Memo: Part V-Proactive Monitoring
This week, in a podcast series sponsored by Affiliated Monitors,...
Daily Compliance News: January 21, 2019-the MLK edition
JANUARY 21, 2019 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 138 - the The (Burger) King at the White House edition
As Trump serves Burger King to the national champion Clemson...
Daily Compliance News: January 17, 2019-the drugs can kill edition
JANUARY 17, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 107- Management Review Controls
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: January 16, 2019-the $100 MM bribe edition
JANUARY 16, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 15, 2019-a very bad day for PG&E edition
JANUARY 15, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 14, 2019-the 2020 Olympic corruption edition
In today’s edition of Daily Compliance News:· Boeing...
Five Famous Fraudsters-Episode 2, Mark Whitacre and Tone at the Top
In this special five-part podcast series, I interview John Gill,...
Five Famous Fraudsters-Episode 3, Andrea Baxendale and What is risk?
In this special five-part podcast series, I interview John Gill,...
Five Famous Fraudsters-Episode 4, James Brandolino and the need for ongoing due diligence
In this special five-part podcast series, I interview John Gill,...
Five Famous Fraudsters-Episode 1, Nathan Mueller and the Fraud Triangle
In this special five-part podcast series, I interview John Gill,...
FCPA Compliance Report-Episode 413, Scott Shaffer and Tom Engelhart on the Human Element of Due Diligence
Last year brought several FCPA enforcement actions where the underlying...
Five Famous Fraudsters-Episode 5, Joseph Grmovsek and the human cost of fraud
In this special five-part podcast series, I interview John Gill,...
Popcorn and Compliance: Mary Poppins Returns
In this new podcast series, recovering screenwriter (and Mr. Monitor)...
This Week in FCPA-Episode 137- the Double Doink edition
The Texans stink up their playoff game, the Bears double-doink...
Daily Compliance News: January 11, 2019-the Bad Money edition
JANUARY 11, 2019 BY TOM FOXIn today’s edition of Daily...
Episode 102-Review of 2018 and Preview of 2019
In this episode of 12 O’Clock High, a podcast on...
Daily Compliance News: January 10, 2019-the Board OK’d it edition
JANUARY 10, 2019 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 106- the Nine for 2019 Edition
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: January 9, 2019-the SODDIT edition
JANUARY 9, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 8, 2019-the getting a raise edition
JANUARY 8, 2019 BY TOM FOXIn today’s edition of Daily...
Top Five Corporate Scandals of 2018: Episode IV-Tesla and its Elon Problem
In this five-part podcast series, I visit with Amii Barnard-Bahn...
Top Five Corporate Scandals of 2018: Episode V-Nissan and Carlos Ghosn
In this five-part podcast series, I visit with Amii Barnard-Bahn...
Top Five Corporate Scandals of 2018: Episode II-1MDB and Goldman Sachs
In this five-part podcast series, I visit with Amii Barnard-Bahn...
Top Five Corporate Scandals of 2018: Episode I-CBS and Les Moonves
In this five-part podcast series, I visit with Amii Barnard-Bahn...
FCPA Compliance Report-Episode 412, Philip Urofsky on Shearman & Sterling’s 2019 FCPA Digest
At the start of each year are a number of...
Daily Compliance News: January 7, 2019-the COI edition
JANUARY 7, 2019 BY TOM FOXIn today’s edition of Daily...
Top Five Corporate Scandals of 2018: Episode III-Facebook’s Drip, Drip, Drip
In this five-part podcast series, I visit with Amii Barnard-Bahn...
This Week in FCPA-Episode 136
The Texas Longhorns won the Sugar Bowl and Tom is...
This Week in FCPA-Episode 136
The Texas Longhorns won the Sugar Bowl and Tom is...
Daily Compliance News: January 4, 2019-the ‘Just Kidding’ edition
JANUARY 4, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 3, 2019-the All Things Must Pass edition
JANUARY 3, 2019 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 39, the Post-Election edition, Part II
Welcome to the only roundtable podcast in compliance. This week’s...
Compliance into the Weeds: Episode 105- the Polycom FCPA Enforcement Action
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: January 2, 2019-Sugar Bowl champs edition
JANUARY 2, 2019 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: January 1, 2019-Welcome to the New Year edition
JANUARY 1, 2019 BY TOM FOXIn today’s edition of Daily...
McChrystal on Leadership: Part 2- the Geniuses, Albert Einstein and Leonard Bernstein
In this special five-part podcast series, we consider the business...
McChrystal on Leadership: Part 4- the Power Brokers-Boss Tweed and Thatcher
In this special five-part podcast series, we consider the business...
McChrystal on Leadership: Part 5- the Reformers-Martin Luther and Martin Luther King, Jr.
In this special five-part podcast series, we consider the business...
Daily Compliance News: December 31, 2018-the farewell to 2018 edition
DECEMBER 31, 2018 BY TOM FOXIn today’s edition of Daily...
McChrystal on Leadership: Part 1- the Founders-Walt Disney and Coco Chanel
In this special five-part podcast series, we consider the business...
McChrystal on Leadership: Part 3- the Heroes, Harriett Tubman and Zheng He
In this special five-part podcast series, we consider the business...
This Week in FCPA-Episode 135 - the Shutdown edition
While Trump has shut down the government over the holidays,...
Daily Compliance News: December 28, 2018-the Trek across the Pole edition
DECEMBER 28, 2018 BY TOM FOXIn today’s edition of Daily...
Everything Compliance-Episode 38, the Post-Election edition, Part I
Welcome to the only roundtable podcast in compliance. This week’s...
Daily Compliance News: December 27, 2018-Betting in Tennis edition
DECEMBER 27, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 26, 2018-The Boxing Day edition
DECEMBER 26, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 24, 2018-The Christmas Eve edition
DECEMBER 24, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 21, 2018-What is sophisticated corruption ?
DECEMBER 21, 2018 BY TOM FOXIn today’s edition of Daily...
This Week in FCPA-Episode 134
As the lads put on their final holiday push to...
Popcorn and Compliance: Elf
In this new podcast series, recovering screenwriter (and Mr. Monitor)...
Daily Compliance News: December 20, 2018-What is a wolf culture?
DECEMBER 20, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 19, 2018-Will the Moonves family get presents this year?
DECEMBER 19, 2018 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 104- Culture and Compliance Structure Failures at CBS
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: December 18, 2018-Goldman Criminally Indicted over 1MDB
DECEMBER 18, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 17, 2018-Lying will put you on the Naughty List
DECEMBER 17, 2018 BY TOM FOXIn today’s edition of Daily...
FCPA Compliance Report-Episode 411, Doreen Edelman CFIUS for Compliance Professionals, Part II
The FCPA Compliance Report is the longest running podcast in...
Advantages of a Whistleblower Reporting System: Part I – Introduction to Research on Whistleblowing Systems
In this special five-part podcast series, I interviewed Dr. Kyle...
Advantages of a Whistleblower Reporting System: Part V - For Compliance Practitioners
Over this special five-part podcast series, I have visited with...
Advantages of a Whistleblower Reporting System: Part II - Internal v. External Reporting
In this podcast series, I interviewed Dr. Kyle Welch, Assistant...
Advantages of a Whistleblower Reporting System: Part III - Impact on Power Users
In this podcast series, I interviewed Dr. Kyle Welch, Assistant...
Advantages of a Whistleblower Reporting System: Part IV - Key Findings of the Report
During this podcast series, I have been interviewing Dr. Kyle...
Daily Compliance News: December 14, 2018-What is a COI?
This Week in FCPA-Episode 133 - the NYC at Christmastime edition
As Tom prepares to head to NYC for a magical...
Daily Compliance News: December 13, 2018-Bribes of $1 Illegal in Singapore
DECEMBER 13, 2018 BY TOM FOXIn today’s edition of Daily...
Compliance into the Weeds: Episode 103- Conspiracy or Coincidence?
Compliance into the Weeds is the only weekly podcast which...
Daily Compliance News: December 12, 2018-CBS Worried (and its not a good worry)
DECEMBER 12, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 11, 2018-Shopping for Christmas?
DECEMBER 11, 2018 BY TOM FOXIn today’s edition of Daily...
International due diligence investigations-Episode 2, Insights from Recent Enforcement Actions
During this series, I will be visiting with Candice Tal,...
International due diligence investigations: Episode 1-When basic due diligence is no longer enough
Over the next five episodes, I will be visiting with...
International Due Diligence Investigations: Episode 4 - M&A
International Due Diligence Investigations: Episode 5 - Global Investigations and Innovation
Over this series, I have been visiting with Candice Tal,...
FCPA Compliance Report-Episode 410, Doreen Edelman CFIUS for Compliance Professionals, Part I
The FCPA Compliance Report is the longest running podcast in...
Daily Compliance News: December 10, 2018-Send in the Clowns
DECEMBER 10, 2018 BY TOM FOXIn today’s edition of Daily...
International due diligence investigations-Episode 3, What is and is not working
Over this series, I am visiting with Candice Tal, founder...
Popcorn and Compliance: Bohemian Rhapsody
In this new podcast series, recovering screenwriter (and Mr. Monitor)...
Daily Compliance News: December 7, 2018-Better Late Than Never
DECEMBER 7, 2018 BY TOM FOXIn today’s edition of Daily...
Daily Compliance News: December 6, 2018, How Bad is Bad-Very Bad
What are some of the top compliance and corruption stories...
Daily Compliance News: December 5, 2018-Does the NFL Even Care?
DECEMBER 5, 2018 BY TOM FOX In today’s edition of Daily...
Daily Compliance News: More Bad on 1MDB
DECEMBER 4, 2018 BY TOM FOXIn today’s edition of Daily...
A New Hope-What is Risk?
Today I begin a new podcast series with recovering screenwriter,...
The Empire Strikes Back - Due Diligence
Second in our 5-part series on compliance through the lens...
Return of the Jedi – Effective Compliance Training
Today we continue our celebration and exploration of the original...
The Force Awakens and Disruptive Innovation in Compliance
Today Jay and I consider the first ‘new’Star Wars movie...
Rogue One and the Myth of the Rogue Employee
We conclude our 5-part series on the intersection of Star...
FCPA Compliance Report-Episode 409, Ann Sultan on the Miller & Chevalier’s Autumn FCPA Report 2018
The FCPA Compliance Report is the longest running podcast in...
Daily Compliance News: December 3, 2018-Autonomy CEO Indicted
In today’s edition of Daily Compliance News:Former Autonomy CEO indicted...
This Week in FCPA-Episode 131
As Tom and Jay prepare for the December holiday season,...
Daily Compliance News: November 28, 2018-Banks Behaving Badly
Why are banks continuing to behave badly? Will they ever...
Life With GDPR: Episode 19-Class Actions around Data Privacy
What are your risks of a data privacy breach? Do...
Daily Compliance News: November 29, 2018-Need a Yacht?
What are some of the top compliance and corruption stories...
Compliance into the Weeds: the Vantage Drilling FCPA Enforcement Action
In this episode, Matt Kelly and I take a deep...
Daily Compliance News: Parliament Steps In
What are some of the top compliance stories for November...
Daily Compliance News: Parliament Steps In
What are some of the top compliance and corruption stories...
Compliance Lessons from Venice: Doing Compliance the Old-Fashioned Way
Today I begin a five-part podcast series on compliance lessons...
Compliance Lessons from Venice: Arsenale and Incentivizing Compliance
I continue with my Venice themed podcast series by focusing...
Compliance Lessons from Venice: Selfie-Sticks and Risk Assessments
Today our compliance insight comes not from the old Venice...
Compliance Lessons from Venice: How the Venetian Gondolier Informs Your Compliance Program
If there is one thing that is ubiquitous throughout this...
Compliance Lessons from Venice: How the Lion’s Mouth Informs Your Hotline
As podcast series on compliance lessons from Venice draws to...
FCPA Compliance Report-Episode 408
In this episode I have back noted data protection expert...
Life With GDPR: Emergency Episode-Facebook Files
In this episode, Jonathan Armstrong and I record our first...
Daily Compliance News: Lunch with the FT
What are some of the top compliance and corruption stories...
This Week in FCPA-Episode 130
As Tom and Jay move from eating way to much...
Daily Compliance News: Post Thanksgiving Edition
What are some of the top compliance and corruption stories...
Daily Compliance News: Post Thanksgiving Edition
What are some of the top compliance and corruption stories...
Daily Compliance News: Danske Bank scandal spreads
What are some of the day's top compliance and corruption...
Daily Compliance News: Year of the Whistleblower?
What were some of the top compliance and corruption stories...
Daily Compliance News: Stranger than Fiction
What are some of the top corruption and compliance stories...
This Week in FCPA-Episode 129 the Farewell to Stan Lee edition
As Tom and Jay mourn the death of cultural icon...
Daily Compliance News: Facebook Attacks
What are some of the day's top compliance and corruption...
Everything Compliance-Episode 37
Welcome to the only roundtable podcast in compliance. This week’s...
Daily Compliance News: A Public Spanking
What were some of the top compliance and corruption stories...
Daily Compliance News-Bad Blood
What are some of the top compliance stories for November...
Daily Compliance News: Farewell to Stan Lee
What were today's top compliance, leadership and corruption stories? Find...
Ethics and Compliance Monitoring Across the EU and Beyond: Part 2
In this podcast series, I visit with Vin DiCianni, founder...
Ethics and Compliance Monitoring Across the EU and Beyond: Part 3
In this podcast series, I visit with Vin DiCianni, founder...
Ethics and Compliance Monitoring Across the EU and Beyond: Part 4
In this podcast series, I visit with Vin DiCianni, founder...
Ethics and Compliance Monitoring Across the EU and Beyond: Part 5
In this concluding Part 5, I discuss some of the...
FCPA Compliance Report-Episode 407
In the Episode, I visit with podcast favorite Mike Volkov...
Ethics and Compliance Monitoring Across the EU and Beyond: Part 1
In this podcast series, I visit with Vin DiCianni, founder...
Daily Compliance News: Honoring Veterans
What are some of the top stories in compliance and...
This Week in FCPA-Episode 128
Goldman Sachs has a very bad week, most particularly around...
Daily Compliance News-November 9
What are some of the top compliance and corruption stories...
Across the Board-Episode 25
In this episode of Across the Board, I visit with...
Daily Compliance News: November 8, 2018
What are some of the top corruption and compliance stories...
Compliance into the Weeds: Episode 100
In this episode, Matt Kelly and I take a deep...
Daily Compliance News: November 7
What were some of the day's top compliance and corruption...
Daily Compliance News-November 6, 2018
What are some of the top stories around bribery, corruption,...
Life With GDPR: Episode 18
In this episode I visit with Jonathan Armstrong and we...
Life With GDPR: Episode 18
In this episode I visit with Jonathan Armstrong and we...
FCPA Compliance Report-Episode 406
In the episode, I visit with James Koukios, a partner...
Daily Compliance News, November 5, 2018
The top compliance and ethics stories for November 5, 2018.
Daily Compliance News: November 2, 2018
In today’s edition of Daily Compliance News: Maryland football coach...
This Week in FCPA-Episode 127
The Boston Red Sox thrashed the LA Dodgers in World...
Across the Board-Episode 24, Amii Barnard-Bahn
In this episode of Across the Board, I visit with...
Daily Compliance News-November 1, 2018
Check out the compliance news for November 1, 2018.
Life With GDPR: Episode 17
In this episode I visit with Jonathan Armstrong on some...
Adventures in Compliance - Episode 6
In this episode, I consider Conan Doyle’s third Sherlock Homes...
Adventures in Compliance - Episode 8
In this podcast, we celebrate Doyle’s final novel, The Valley...
Adventures in Compliance - Episode 9
How are you using power? While many compliance departments may...
Adventures in Compliance- Episode 10
In this podcast, I consider Sherlock Holmes as a teacher...
Adventures in Compliance - Episode 7
How does a Chief Compliance Officer or compliance professional think...
FCPA Compliance Report-Episode 405
In the Episode, I visit with Yvette Lingom, Associate Director,...
This Week in FCPA-Episode 126
What were the top stories in compliance and ethics over...
Everything Compliance-Episode 36
Welcome to the only roundtable podcast in compliance. The genesis...
Compliance into the Weeds: Episode 99
Compliance into the Weeds is the only weekly podcast which...
FCPA Compliance Report-Episode 404
In the Episode, I visit with Dave Lefort, the Editor...
This Week in FCPA-Episode 125
The Boston Red Sox storm into the World Series after...
Across the Board-Episode 23
In this episode of Across the Board, I visit with...
Compliance into the Weeds: Episode 98
Compliance into the Weeds is the only weekly podcast which...
Adventures in Compliance – Episode I
This week I return to one my favorite themes for...
Adventures in Compliance - Episode II
This week returns to one my favorite themes for every...
Adventures in Compliance - Episode III
This week I have returned to one my favorite themes...
Adventures in Compliance - Episode V
This podcast series returns to one my favorite themes for...
Adventures in Compliance – Episode IV
This week is a return to one my favorite themes...
FCPA Compliance Report-Episode 403
In the Episode, I visit with Eric Feldman, Senior Vice...
This Week in FCPA-Episode 124
The reigning World Series Champions, the Houston Astros storm into...
Across the Board-Episode 22
In this very special episode of Across the Board, I...
Compliance into the Weeds: Episode 97
Compliance into the Weeds is the only weekly podcast which...
The Opinion Release Papers: Opinion Release 12-01
Opinion Release 12-01is significant as it demonstrated not only the...
The Opinion Release Papers: Opinion Release14-02
In this episode of the Opinion Release Papers, we consider...
The Opinion Release Papers: Opinion Release 14-01
In this episode, we consider Opinion Release 14-01, where the Department...
The Opinion Release Papers: Opinion Release 13-01
Late in 2013 the DOJ issued its only Opinion Release,...
The Opinion Release Papers: Opinion Release 12-02
In Opinion Release 12-02, certain Requestors, which were 19 non-profit...
FCPA Compliance Report-Episode 402
In the Episode, I visit with one of the top...
This Week in FCPA-Episode 123
The baseball playoffs are here. For the Sox, the hated...
Everything Compliance-Episode 35
Welcome to the only roundtable podcast in compliance. This week’s...
Compliance into the Weeds: Episode 96
Compliance into the Weeds is the only weekly podcast which...
How Tech Informs Compliance to Create Business Efficiency: Part V
In this special five-part podcast series, I have visited with...
How Tech Informs Compliance to Create Business Efficiency: Part IV
In this special five-part podcast series, I visit with Thomas...
How Tech Informs Compliance to Create Business Efficiency: Part III
In this special five-part podcast series, I have visit with...
How Tech Informs Compliance to Create Business Efficiency: Part II
In this special five-part podcast series, I visit with Thomas...
How Tech Informs Compliance to Create Business Efficiency: Part I
In this special five-part podcast series, I visit with Thomas...
FCPA Compliance Report-Episode 401
In the episode, I visit with Doug Allen, Managing Director...
Compliance Report-International Edition-Timur Khasanov-Batirov
This month I am celebrating 1000 podcasts by discussing with...
This Week in FCPA-Episode 122
Both the Astros and Red Sox have over 100 wins....
FCPA Compliance Report-Episode 400
In this very special 400th anniversary episode, I visit with...
CONVERGE18-Preview Podcasts-Philip Winterburn
In this episode of the CONGERGE18 Preview Podcasts series, I...
CONVERGE18-Preview Podcasts-Philip Winterburn
In this episode of the CONGERGE18 Preview Podcasts series, I...
This Week in FCPA-Episode 121
As Tom and Mrs. Compliance Evangelist trek to Ann Arbor...
Compliance into the Weeds: Episode 95
Compliance into the Weeds is the only weekly podcast which...
CONVERGE18-Preview Podcasts- Jacki Cheslow
In this episode of the CONGERGE18 Preview Podcasts series, I...
CONVERGE18-Preview Podcasts- Susan du Becker
In this episode of the CONGERGE18 Preview Podcasts series, I...
CONVERGE18-Preview Podcasts- David Deitchman
In this episode of the CONGERGE18 Preview Podcasts series, I...
CONVERGE18-Preview Podcasts- Amy Much
In this episode of the CONGERGE18 Preview Podcasts series, I...
The Evolving Role of Risk, Compliance, and Ethics-Part I
In this Part I, I visit Paul Johns on the...
The Evolving Role of Risk, Compliance, and Ethics-Part II
In this Part II of my five-part podcast series on...
The Evolving Role of Risk, Compliance, and Ethics-Part V
In this final episode of my 5 part exploration of...
The Evolving Role of Risk, Compliance, and Ethics-Part IV
In this Part IV of this five-part series on the...
The Evolving Role of Risk, Compliance, and Ethics-Part III
In this Part III of my five-part series on the...
FCPA Compliance Report-Episode 399
In this episode, I visit with podcast favorite Matt Ellis,...
This Week in FCPA-Episode 120
As Hurricane Florence is headed to the Carolinas and beyond,...
CONVERGE18-Preview Podcasts- Keturah Pestel
In this episode of the CONGERGE18 Preview Podcasts series, I...
Everything Compliance-Episode 34
Welcome to the only roundtable podcast in compliance. Inspired by...
Compliance into the Weeds: Episode 94
Compliance into the Weeds is the only weekly podcast which...
CONVERGE18-Preview Podcasts-Sheryl Zaworski
In this episode of the CONGERGE18 Preview Podcasts series, I...
Assessing Ethics and Compliance in M&A-Episode 1
Over the next five podcast episodes, I will visit with...
Assessing Ethics and Compliance in M&A-Episode 2
Over the next five episodes, I will visit with Eric...
Assessing Ethics and Compliance in M&A-Episode 3
Over this special five-part podcast series, I will visit with...
Assessing Ethics and Compliance in M&A-Episode 4
Over the next five episodes, I will visit with Eric...
Assessing Ethics and Compliance in M&A-Episode 5
Over these past five episodes, I have visited with Eric...
FCPA Compliance Report-Episode 398
In this episode, I visit with podcast fan favorite Laura...
This Week in FCPA-Episode 119
As the Houston Texans head to Boston for the NFL...
Everything Compliance-Episode 33
Welcome to the only roundtable podcast in compliance. Inspired by...
12 O'Clock High-Episode 100
In this episode of 12 O’Clock High, a podcast on...
Converge18-Preview of Eric Feldman
In this episode of the CONVERGE18 Preview Podcasts series, I...
Converge18 Preview-David Bunker
In this episode of the CONVERGE18 Preview Podcasts series, I...
Converge18 Preview-Ellen Hunt
In this episode of the CONVERGE18 Preview Podcasts, I visit...
Converge18-Preview of Philip Winterburn
In this episode of the CONVERGE18 Preview Podcasts series, I...
This Week in FCPA-Episode 118
You can put away your all white linen suits and...
Life With GDPR: Episode 15
The Administration’s attacks on allies, perhaps former allies and other...
12 O’Clock High-Episode 99
What is due diligence? What is zero tolerance? How do...
King Arthur Week: Part V
We conclude our Arthurian themed week with the Holy Grail,...
King Arthur Week: Part IV
As I end this month of the Land of 1000...
King Arthur and Compliance: Part III
As I end this month of the Land of 1000...
King Arthur Week: Part II
As I end this month of the Land of 1000...
King Arthur, the Roundtable and Compliance
As I end this month of the Land of 1000...
FCPA Compliance Report-Episode 397
In this episode, I chat with Erica Salmon Byrne, the...
This Week in FCPA-Episode 117
Jay has returned from an Alaskan Disney cruise with the...
Life with GDPR-Episode 14
The recent case involving the Jehovah's Witnesses and data privacy...
12 O'Clock High-Episode 98
In this episode, Richard Lummis and I consider how the...
Ethical Culture-Episode 1
Over the next five episodes, I visit with Vin DiCianni,...
Ethical Culture-Episode 4
Over these five podcast episodes, I have been visiting with...
Ethical Culture-Episode 2
Over the next five episodes, I visit with Vin DiCianni,...
Ethical Culture-Episode 3
Over this five-part podcast series, I am visiting visit with...
Ethical Culture-Episode 5
Over the past five podcasts, I have visited with Vin...
FCPA Compliance Report-Episode 396
In this episode, I visit with Jonathan Marks, a partner...
Ethical Culture-Episode 5
Over the past five podcasts, I have visited with Vin...
Compliance into the Weeds: Quarterly Reporting Discussion
In this episode, Matt Kelly and I take a deep...
This Week in FCPA-Episode 116
Jay is on an Alaskan Disney cruise with the family....
Everything Compliance-Episode 32
To celebrate the Month of 1000 podcasts I am running...
The Future of Audit, Compliance, and Analytics: Part I
Over the next five podcasts, Matt Kelly and I will...
The Future of Audit, Compliance, and Analytics: Part II
In this special five-podcasts series, Matt Kelly and I are...
The Future of Audit, Compliance, and Analytics: Part III
In this special five-podcasts series, Matt Kelly and I are...
The Future of Audit, Compliance, and Analytics: Part IV
In Part IV of this five part exploration of the...
The Future of Audit, Compliance, and Analytics: Part V
In this special five-podcasts series, Matt Kelly and I have...
Life With GDPR: Episode 13
The General Data Protection Regulation (GDPR) which went live on...
FCPA Compliance Report-Episode 394
What is the purpose of rehabilitation in a best practices...
Everything Compliance-Episode 31
As we begin the dog days of summer and the...
Across the Board-Episode 21
In this episode of Across the Board, I visit with...
Compliance into the Weeds: Episode 90
Compliance into the Weeds is the only weekly podcast which...
The Bard & Compliance - Henry IV, Part II
What is the most famous line in Shakespeare about lawyers?...
The Bard & Compliance -King Lear
If your corporate culture is such that you not only...
The Bard & Compliance-Henry V
Most people remember the St. Crispin’s Day speech in Henry...
The Bard & Compliance -Day III: Much Ado About Nothing
One of the first companies to embrace social media as...
The Bard & Compliance -Othello
One of the more difficult things to predict in a...
FCPA Compliance Report-Episode 392
In this podcast, I chat with one of the authors,...
Everything Compliance-Episode 30
This week the gang returns to its four focused topics....
A Strategic Culture Framework to Manage Risk: Part II
Over this five-part series I, visit with Caterina Bulgarella on...
A Strategic Culture Framework to Manage Risk: Part I
Over a five-part series I will visit with Caterina Bulgarella...
A Strategic Culture Framework to Manage Risk: Part V- the Ins and Outs of Ethical Reasoning
Over this five part podcast series I have been visiting...
A Strategic Culture Framework to Manage Risk: Part III
I am visiting with Caterina Bullgarella on the recently released...
A Strategic Culture Framework to Manage Risk: Part IV
Over this week’s five part podcast series I have been...
Monitoring in Healthcare: Episode 5
Over this five-part podcast series, I have been taking a...
Monitoring in Healthcare: Episode 2
In this five-part podcast series, I am taking a deep...
Monitoring in Healthcare: Episode 3
In this five-part podcast series, I am taking a deep...
Monitoring in the Healthcare Sector: Episode 1
In this five part podcast series, I will be taking...
Monitoring in Healthcare: Episode 4
In this five-part podcast series, I am taking a deep...
FCPA Compliance Report-Episode 390
In this episode I podcast favorite James Koukios returns to...
This Week in FCPA-Episode 110
As we begin the post-holiday portion of our 4thof July...
Compliance into the Weeds: Episode 88
In this episode Matt Kelly and I unpack the proposed...
FCPA Compliance Report-Episode 389
In this episode I visit with Shawn Rogers, Lead Counsel,...
This Week in FCPA-Episode 109
As get ready for a holiday week, Jay Rosen and...
Compliance into the Weeds: Episode 87
Compliance into the Weeds is the only weekly podcast which...
Life After GDPR: Episode 11
How does a company transfer data from the European Union...
FCPA Compliance Report-Episode 388
The ACFE report to the Nations is an excellent reference...
This Week in FCPA-Episode 108
Before we head to Boston for bagels, coffee and compliance...
Life With GDRP-Epiosde 10
While most practitioners focused on the heavy fines and penalties...
Compliance into the Weeds: Episode 86
In this episode, Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 387
In this episode, I visit with Kristy Grant-Hart, founder of...
This Week in FCPA-Episode 107
With both VW and ZTE having very bad weeks, Jay...
Everything Compliance-Episode 29
Everything Compliance is the only roundtable podcast in compliance, with...
Compliance into the Weeds-Episode 85
Compliance into the Weeds is the only weekly podcast which...
FCPA Compliance Report-Episode 386
In this episode, I visit with Rick Pearl, the Global...
This Week in FCPA-Episode 106, the Back in the (FCPA) Saddle Again edition
With a wild ride of FCPA cases over the past...
Compliance into the Weeds-Episode 84
In this episode, Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 385
In this episode I visit with John Torres, the COO...
Suspension and Debarment: Part 5
Today, we conclude the series with a discussion of remedies...
Suspension and Debarment: Part 4
I continue my five-part series on Suspension and Debarment, with...
Suspension and Debarment: Part 3
Today, we discuss some of the convergence between the FCPA...
Suspension and Debarment: Part 2
I continue my five-part series on Suspension and Debarment, with...
Suspension and Debarment: Part 1
Today, I begin a five-part series on Suspension and Debarment,...
This Week in FCPA-Episode 105
With The Complete Compliance Handbook still sitting at the top of...
Compliance into the Weeds-Episode 83
In this episode, Matt Kelly and I take a deep...
12 O'Clock High-Episode 86
One of the challenges many compliance practitioners face when they...
Excerpts from The Complete Compliance Handbook-Hallmark VIII
The call, e-mail or tip comes into your office; an...
Excerpts from The Complete Compliance Handbook-Root Cause Analysis
One new and different item was laid out in the...
Excerpts from the Complete Compliance Handbook-Hallmark VI
Both incentives and discipline are critical in any best practices...
Excerpts from The Complete Compliance Handbook
The 2012 FCPA Guidance stated “mergers and acquisitions present both...
Excerpts from The Complete Compliance Handbook-Hallmark IX
Hallmark Nine of Ten Hallmarks of an Effective Compliance Program,...
Excerpts From the Complete Compliance Handbook-Hallmark VII
As every compliance practitioner is well aware, third-parties still present...
This Week in FCPA-Episode 104
With The Complete Compliance Handbooksitting at the top of the...
Everything Compliance-Episode 28
This week the gang sticks a roundtable Q&A, with a...
Countdown to GDPR: Episode 8
Today we consider Subject Access Requests (SARs) under General Data...
Excerpts from The Complete Compliance Handbook-Hallmark V
How do you communicate with your compliance customers: employees, officers...
Excerpts from The Complete Compliance Handbook-Hallmark II
Written standards consist of a Code of Conduct, Policies and...
Excerpts from The Complete Compliance Handbook-Hallmark I
This requirement is more than simply the ubiquitous ‘tone-at-the-top’ as...
FCPA Compliance Report-Episode 384
In this episode I visit with Nate Lankford, member at...
Excerpts from The Complete Compliance Handbook-Hallmark III
The role of a Chief Compliance Officer and compliance function...
Excerpts from The Complete Compliance Handbook-Hallmark IV
The risk assessment continues to be the cornerstone of all...
This Week in FCPA-Episode 103
With Uncle Duke joining the compliance debate around Michael Cohen,...
Countdown to GDPR: Episode 7
In this episode, Jonathan Armstrong and I discuss the backbone...
Compliance into the Weeds-Episode 82
In this episode, Matt Kelly and I take a continued...
FCPA Compliance Report-Episode 383
In this episode I present a live podcast recording made...
This Week in FCPA-Episode 102
As former DAG Sally Yates returns to private practice at...
Compliance into the Weeds-Episode 81
In this first emergency Compliance into the Weeds podcast, Matt...
Across the Board-Episode 19
In this podcast I have back well-known Board of Director...
12 O'clock High-a podcast on business leadership-Episode 84
In this episode we consider the presidency of the 10thPresident,...
Working with Monitors-Part V
I conclude this five-podcast exploration of working with monitors, where...
FCPA Compliance Report-Episode 382
In this episode Susan Divers, Senior Advisor at LRN returns...
Working with Monitors-Part IV
I continue my five-podcast exploration of working with monitors. I...
Working with Monitors-Part II
I continue my five-podcast exploration of working with monitors. I...
Working with Monitors-Part I
Over the next five podcasts, I will visit with Don...
Working with Monitors-Part III
I continue my five-podcast exploration of working with monitors. I...
This Week in FCPA-Episode 101
As we celebrate all things Star Wars on the May...
Across the Board-Episode 18
In this episode of Across the Board, I visit with...
Across the Board-Episode 18
In this episode of Across the Board, I visit with...
Compliance into the Weeds-Episode 80
In this episode, Matt Kelly and I take a continued...
FCPA Compliance Report-Eposide 381
In this episode I visit with Morrison and Foerster partner...
This Week in FCPA-Episode 100
After being joined by Jay’s girls to celebrate our 100th...
Countdown to GDPR-Episode 6
In this episode of Countdown to GDPR, Jonathan Armstrong and...
Compliance into the Weeds-Episode 79
In this episode, Matt Kelly and I go into the...
FCPA Compliance and Ethics Report-Episode 380
Laura Perkins on issues surrounding self-disclosure
FCPA Compliance and Ethics Report-Episode 380
Laura Perkins on issues surrounding self-disclosure
This Week in FCPA-Episode 99
With Wells Fargo about to be fined $1 billion for...
Everything Compliance-Episode 27
This week the gang goes for more of a roundtable...
Compliance into the Weeds-Episode 78
In this episode, Matt Kelly and I go meta as...
FCPA Compliance Report-Episode 379
In March the SEC made its biggest-ever whistleblower award giving...
This Week in FCPA-Episode 98
With the Red Sox leading the AL with a 10-2...
Countdown to GDPR-Episode 5
In this episode of Countdown to GDPR, Jonathan Armstrong, a...
Compliance into the Weeds-Episode 77
Privilege and Arrogance at the EPA
FCPA Compliance Report-Episode 378
In this episode of the FCPA Compliance Report, I visit...
This Week in FCPA-Episode 97
With the Astros off to a 6-1 start and the...
Everything Compliance-Episode 26
The top compliance roundtable podcast is back with a wrap...
12 O'Clock High-a podcast on leadership-Episode 83
The golden age of polar exploration lasted from about 1895...
Corporate Monitorships-Episode 5
This week, in a five-part podcast series, I have been...
Corporate Monitorships-Episode 4
This week, in a five-part podcast series, I am exploring...
Corporate Monitorships-Episode 3
This week, in a five-part podcast series, I am exploring...
Corporate Monitorships-Episode 2
This week, in a five-part podcast series, I am exploring...
Corporate Monitorships-Episode 1
In this five-part podcast series, I am exploring the role...
FCPA Compliance Report-Episode 377
In this episode, Tom Sporkin explains how whistleblowers has different,...
This Week in FCPA-Episode 96
With Opening Day and the Astros raising the WS banner...
Countdown to GDPR-Episode 4
In this episode, we take up a key element in...
Compliance into the Weeds-Episode 76
Today we consider the plight of soon-to-be former Facebook Chief...
FCPA Compliance Report-Episode 376
In this episode, I visit with Donna Bucella, the President-Compliance...
This Week in FCPA-Episode 95
In the midst of this true madness in the NCAA...
Across the Board-Episode 17
Managing Director of Strategy at LRN. We discuss how leading...
Compliance into the Weeds-Episode 75
In this episode, Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 375
In this episode, I welcome back Steve Durham, a partner...
This Week in FCPA-Episode 94 the March Madness edition
March Madness is upon us, with the first ever #16...
12 O'Clock High-Episode 82
Henry Worsley and Ernest Shackleton are related by more than...
Compliance into the Weeds-Episode 74
In this episode, Matt Kelly and I continue our exploration...
FCPA Compliance Report-Episode 374, John Davis
In this episode, I visit with Miller & Chevalier Member...
This Week in FCPA-Episode 93
Check out the week's top FCPA, compliance and ethics stories...
Across the Board-Episode 16
In this episode I consider the role of the Board...
Countdown to GDPR-Episode 3
In this episode we explore the basic policies and procedures...
Compliance into the Weeds-Episode 73
In this episode, Matt Kelly and I explore the recent...
FCPA Compliance Report-Episode 373
In this podcast I welcome back John Hanson, founder and...
This Week in FCPA-Episode 92
In this episode, Jay Rosen and myself take a look...
Acorss the Board-Episode 14
In this episode, I visit with Joel Solomon on his...
Countdown to GDPR-Episode 2
In today’s episode of Countdown to General Data Protection Regulation...
Compliance into the Weeds-Episode 72
In this episode, Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 372
In this episode, I split it into two parts. The...
This Week in FCPA-Episode 91
In this episode Jay Rosen and myself discuss the week's...
Everything Compliance-Episode 25
The top compliance roundtable podcast is back with a wrap...
Compliance into the Weeds-71
In this episode Matt Kelly and I go meta as...
Countdown to GDPR-Episode 1
Whether you are ready or not, the EU General Data...
FCPA Compliance Report-Episode 371
In this episode, podcast favorite James Koukios returns to discuss...
This Week in FCPA-Episode 90
In this episode, Jay Rosen and I discuss some of...
Across the Board-Episode 15
One of the ongoing questions from members of Board of...
Compliance into the Weeds-Episode 70
In this episode, Matt Kelly and I go into the...
12 O'Clock High-Episode 77
On of the traditions of this podcast is each February,...
FCPA Compliance Report-Episode 370
In this episode I visit with Carlos Ayres, partner at...
This Week in FCPA-Episode 89 - the Eagles Soar edition
Is Jay still in mourning over the Patriots Super Bowl...
Compliance into the Weeds-Episode 69
In this episode, Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 369
In this episode I visit with Dr. Marsha Ershaghi Hames,...
This Week in FCPA-Episode 88
In this edition, Jay Rosen and I celebrate the birthdays...
Day 31 of 31 Days to a More Effective Compliance Program
I next want to take a deep dive and exploration...
Compliance into the Weeds-Episode 68
In this episode Matt Kelly and myself take a deep...
Compliance Report International Edition
Welcome to Episode 9 of Compliance Man Goes Global podcast of FCPA Compliance...
Day 30 of 31 Days to a More Effective Compliance Program
We previously considered the Prong in the Evaluation of Corporate...
Day 29 of 31 Days to a More Effective Compliance Program
One new and different item was laid out in the...
Day 28 of 31 Days to a More Effective Compliance Program
Your company has just made its largest acquisition ever and...
This Week in FCPA-Episode 87
In this special Supplemental edition Jay Rosen reports on Friday’s...
Day 27 of 31 Days to a More Effective Compliance Program
A company that does not perform adequate FCPA due diligence...
This Week in FCPA-Episode 86, the Headin' to Minneapolis edition
As the Patriots and Eagles head to Minneapolis for Super...
Day 26 of 31 Days to a More Effective Compliance Program
One of the new areas articulated in the Evaluation of...
Day 25 of 31 Days to a More Effective Compliance Program
The role of the compliance professional and the compliance function...
Across the Board-Episode 13
In this episode I visit again with Rakhi Kumar, the...
Day 24 of 31 Days to a More Effective Compliance Program
The role of the Chief Compliance Officer (CCO) has steadily...
12 O'Clock High-Episode 75
In this episode, I visit with Andi Simon, the Principal...
Compliance into the Weeds-Episode 67
In this episode Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 368
In this episode I visit with Damon Brenner, partner at...
Day 23 of 31 Days to a More Effective Compliance Program
Compliance Programs (Evaluation) is the need to use the information...
Day 22 of 31 Days to a More Effective Compliance Program
How do you assess internal compliance controls under a best...
FCPA Compliance Report-Episode 367
Today I visit with James Shields, the Creative Director for...
Day 21 of 31 Days to a More Effective Compliance Program
Under Hallmark Nine of Ten Hallmarks of an Effective Compliance...
Day 20 of 31 Days to a More Effective Compliance Program
There is nothing like an internal whistleblower report about a...
This Week in FCPA-Episode 85
In this episode, Jay Rosen and I return for a...
Day 19 of 31 Days to a more Effective Compliance Program
Focusing on investigations under Prong 7 in the Evaluation it...
Day 18 of 31 Days to a More Effective Compliance Program
The call, email or tip comes into your office; an...
Everything Compliance-Episode 24
In this episode, the top compliance roundtable podcast is back...
Compliance into the Weeds-Episode 66
In this episode Matt Kelly and I take a deep...
Day 17of 31 Days to a More Effective Compliance Program
The building blocks of any compliance program lay the foundations...
Day 16 of 31 Days to a More Effective Compliance Program
As every compliance practitioner is well aware, third parties still...
Day 15 of 31 Days to a More Effective Compliance Program
After you complete your risk assessment, you must then translate...
FCPA Compliance Report-Episode 366 Jonathan Marks
In this podcast, I visit Jonathan Marks, a partner at...
Day 14 of 31 Days to a More Effective Compliance Program
One cannot really say enough about risk assessments in the...
Day 13 of 31 Days to More Effective Compliance Program
In the Department of Justice’s Evaluation of Corporate Compliance Programs,...
Day 12 of 31 Days to a More Effective Compliance Program
One of the areas that many companies have not paid...
This Week in FCPA- Episode 84
Jay and Tom weigh in on the week's top compliance...
Across the Board-Episode 12
In this episode I discuss a Board of Director's obligations...
Day 11 of 31 Days to a More Effective Compliance Program
One of the key goals of any FCPA compliance program is...
Day 10 of 31 Days to a More Effective Compliance Program
What is the message of compliance inside of a corporation...
Compliance into the Weeds-Episode 65
In this episode Matt Kelly and I take deep dive...
Compliance Report-International Edition
Today, I visit with Mark Rainsford and Jason Sugarman, principals...
Day 9 of 31 Days to a More Effective Compliance Program
A 360-degree view of compliance is an effort to incorporate...
FCPA Compliance Report-Episode 365
In this episode, I visit with QuantaVerse CEO/Founder David McLaughlin...
Day 8 of 31 Days to a More Effective Compliance Program
What specifically are internal controls in a compliance program? Internal...
Day 7 of 31 Days to a More Effective Compliance Program
There are numerous reasons to put some serious work into...
Day 6 of 31 Days to a More Effective Compliance Program
What is the value of having a Code of Conduct?...
This Week in FCPA-Episode 83
In this episode, Jay Rosen and myself take a look...
Day 5 of 31 Days to a More Effective Compliance Program
What is the role of a company’s Board of Director...
Day 4 of 31 Days to a More Effective Compliance Program
The Evaluation of Corporate Compliance Programs makes clear, a company...
Across the Board-Episode 11
In this episode, Richard Lummis and I consider the recent...
Across the Board-Episode 11
In this episode, Richard Lummis and I consider the recent...
Compliance into the Weeds-Episode 64
In this episode, Matt Kelly and I take a look...
Day 3 of 31 Days to a More Effective Compliance Program
This requirement is more than simply the ubiquitous ‘tone-at-the-top’ as...
FCPA Compliance Report-Episode 364
In this episode, I visit with SCCE incoming President Gerry...
Day 2 of 31 Days to a More Effective Compliance Program
Operationalizing your compliance program can take many shapes and forms....
This Week in FCPA-Episode 82
Jay and I take things in a different direction this...
Day 1 of 31 Days to a More Effective Compliance Program
Over the next 31 days, I will be exploring the...
Day 21 of One Month to Better Written Standards
This entry provides a wrap up on written standards, with...
Day 20 of One Month to Better Written Standards
The next area for policies is extortion payments, which are...
Day 19 of One Month to Better Written Standards
As every compliance practitioner is well aware, third parties still...
Day 18 of One Month to Better Written Standards
From the information provided by the Justice Department in Opinion...
Everything Compliance-Episode 23
In Part II of a two-part series, the top compliance...
FCPA Compliance Report-Episode 363
In this episode, I visit with Keith Read, Advisor to...
Day 17 of One Month to Better Written Standards
What are some of the key court cases and enforcement...
12 O’Clock High-Episode 71
In this special 2017 year-end wrap up, host Richard Lummis...
This Week in FCPA-Episode 81
Jay Rosen and I return for a wide-ranging discussion on...
Day 16 of One Month to Better Written Standards
The FCPA contains an explicit exception to the bribery prohibition...
May the Podcast Be With You-Part V
Welcome to the Part V and our final entry of...
Everything Compliance-Episode 22
In Part I of a two-part series, the top compliance...
Day 15 of One Month to Better Written Standards
The FCPA covers political contributions outside the US. Does your...
May the Podcast Be With You-Part IV
Welcome to the Day 4 of the five-day podcast series...
Day 14 of One Month to Better Written Standards
What should your compliance policy and procedures on charitable donations...
Compliance into the Weeds-Episode 63
In this episode, Matt Kelly and I take a deep...
May the Podcast Be With You-Part III
Welcome to the Day 3 of the five-day podcast series...
May the Podcast Be With You-Part II
Welcome to the Day 2 of a five-day podcast series...
12 O'Clock High-Episode 70
In this episode, Richard Lummis and I consider the recent...
Day 13 of One Month to Better Written Standards
In the areas of charitable donations, the DOJ has provided...
May the Podcast Be With You-Part I
Welcome to the first day of a five-day podcast series...
Day 12 of One Month to Better Written Standards
When is a rose not a rose? When it is...
FCPA Compliance Report-Episode 362
In this episode, I visit with Brian Platz who discusses...
This Week in FCPA-Episode 80
Jay and I return for a wide-ranging discussion on some...
Day 11 of One Month to Better Written Standards
Prior to the 2012 FCPA Guidance, the Justice Department issued...
New Revenue Recognition Standard-Part V
What does it all mean? I see this through the...
Across the Board-Episode 10
In this episode, I visit with Sheila Hooda on culture...
Day 10 of One Month of Better Written Standards
If one were to reflect upon the providing of gifts...
New Revenue Recognition Standard-Part IV
In this episode, we consider auditors and the new revenue...
Compliance into the Weeds-Episode 62
In this podcast Matt and I take a deep dive...
New Revenue Recognition Standard-Part III
One of the industries which may greatly feel the impact...
Day 9 of One Month to Better Written Standards
Simply having a Code of Conduct, together with compliance policies...
New Revenue Recognition Standard-Part II
Matt Kelly and I have put together a five-part podcast...
Compliance Man Goes Global -Episode 7
Welcome to Episode 7 of Compliance Man Goes Global podcast...
Day 8 of One Month to Better Written Standards
There are numerous reasons to put some serious work into...
New Revenue Recognition Standard-Part I
In May 2014, FASB issued Accounting Standards Update, Revenue from...
Day 7 of One Month to Better Written Standards
How can you work to operationalize the Code of Conduct...
FCPA Compliance Report-Episode 361
In this episode, I visit with Don Fischer, a San...
Day 6 of One Month to Better Written Standards
What about the training on your finalized Code of Conduct?
This Week in FCPA-Episode 79
Jay and I return for a wide-ranging discussion on some...
Day 5 of One Month to Better Written Standards
Next is the design of your Code of Conduct. Through...
Day 4 of One Month to Better Written Standards
Next, the evolution of the structure and format of a...
12 O'Clock High-Episode 68
In this episode Richard Lummis and I explore the leadership...
Day 3 of One Month to Better Written Standards
The Code of Conduct forms the basis of your ethical...
Day 2 of One Month to More Effective Written Standards
The cornerstone of a best practices compliance program is its...
FCPA Compliance Report-Episode 360
In this episode, I visit with Morrison and Foerster partner...
Day 1 of One Month to Better Written Standards in a Compliance Program
The cornerstone of any best practices compliance program is written...
This Week in FCPA-Episode 78
Jay and I return for a wide-ranging discussion on some...
Day 20 of One Month to 360 Degrees of Communication in Compliance
I entitled this month’s podcast series as “360-degrees of communication...
Everything Compliance-Episode 21
The top roundtable commentary in compliance is back with four...
Day 19 of One Month to 360 Degrees of Communication in Compliance
If there is one truism from the practices of law...
Compliance into the Weeds-Episode 61
In this episode, Matt Kelly and I consider the recent...
Day 18 of One Month to 360 Degrees of Communication in Compliance
Planes, trains and automobiles can be three of the most...
12 O'Clock High, a podcast on business leadership-Episode 67
Grant's military leadership lessons are well-know; what are leadership lessons...
Day 17 of One Month to 360 Degrees of Communication in Compliance
One area which most particularly lends itself to a 360-degree...
FCPA Compliance Reoprt-Episode 359
In this episode, I visit Jonathan Benson, Vice President at...
12 O'Clock High, a podcast on business leadership-Episode 69
Adam Bryant recently retired from the Corner Office column after...
Day 16 of One Month to 360 Degrees Communications in Compliance
One of the greatest things about the compliance profession is...
FCPA Compliance Report-Epiosode 358
We have a bit of a compliance smorgasbord of topics...
Day 14 of One Month of 360 Degrees of Communication in Compliance
One of the ways that CCOs and compliance practitioners can...
This Week in FCPA-Episode 77
Jay and I return for a wide-ranging discussion on some...
Day 13 of One Month to 360 Degrees of Communication in Compliance
Other than the skill of listening, asking questions is about...
Day 12 of One Month to 360 Degrees of Communication in Compliance
A 360-degree approach to communications entails looking at all forms...
12 O'Clock High-Episode 66
In the episode, I consider two different issues around communication...
Compliance Report-International Edition
Welcome to Episode 5 of Compliance Man Goes Global podcast...
Day 11 of One Month to 360 Degrees of Communication in Compliance
What if you could multiple the impact and effectiveness of...
Compliance into the Weeds-Episode 60
In this podcast, we consider the joint role of a...
Day 10 of One Month to 360 Degrees of Communication in Compliance
Many compliance professionals in the corporate world work long and...
Day 9 of One Month to 360 Degrees of Communication in Compliance
The life of a Chief Compliance Officer (CCO) can be...
FCPA Compliance Report-Episode 357
What does the release of the Paradise Papers and the...
This Week in FCPA-Episode 76
This Week in FCPA is the only weekly FCPA, compliance...
12 O'Clock High-Episode 65
It is difficult to imagine today a harder situation than...
Day 8 of One Month to 360 Degrees of Communication in Compliance
The debate about whether the compliance function should be located...
Compliance Report-International Edition
In this episode, I have New Yorker writer and reporter...
Day 7 of One Month to 360 Degrees of Communication in Compliance
The 360-degree approach to compliance works with all the stakeholders...
Day 6 of One Month to 360 Degrees of Communication in Compliance
One of the more difficult things to predict in a...
Compliance into the Weeds-Episode 59
What will be the fate of the Justice Department's Evaluation...
Day 5of One Month to 360 Degrees of Communication in Compliance
Why do people share? The answer to that question has...
Day 4 of One Month to 360 Degrees of Communication in Compliance
I am a huge fan of using social media in...
FCPA Compliance Report-Episode 356
In this episode, I visit Lauren Briggerman and Dawn Murphy-Johnson...
This Week in FCPA-Episode 75 the World Series Champs Edition
Jay and I return for a wide-ranging discussion on some...
Day 3 of One Month to 360 Degrees of Communication in Compliance
How does one company and one Chief Compliance Officer (CCO)...
Day 2 of 360 Degrees of Communication in Compliance -Social Media Is a Compliance Conversation
What is the message of compliance inside of a corporation...
Across the Board-Episode 9
In this episode I visit with Stuart Levine. We focus...
Day 1 of 360 Degrees of Communication in Compliance
Welcome to Day One of 360-degrees of communication in compliance....
Compliance into the Weeds-Episode 58
In this episode, Matt Kelly and I take a deep...
Day 22 of One Month to More Effective Compliance for Business Ventures
The key insight for this month is that business ventures,...
Compliance Report-International Edition
n this episode, I visit with Doreen Edelman, a partner...
FCPA Compliance Report-Episode 355
We consider the recent speech by Deputy Attorney General Rod...
Day 21 of One Month to More Effective Compliance for Business Ventures
Most franchisors have thorough financial vetting requirements before allowing any...
Day 20 of One Month to More Effective Compliance for Business Ventures
I am often asked about franchisor liability under the FCPA....
This Week in FCPA-Episode 74 the Coming Home Tied Edition
In this episode of This Week in FCPA, Jay Rosen...
Everything Compliance-Episode 20
In this episode, we report from the SCCE 2017 Compliance...
Day 19 of One Month to More Effective Compliance for Business Ventures
Many compliance practitioners generally view distributors as a part of...
12 O'Clock High-Episode 64
In this episode, I consider the book Multipliers: How the...
Day 18 of One Month to More Effective Compliance for Business Ventures
One area not usually considered around your business venture partner...
Day 17 of One Month to More Effective Compliance for Business Ventures
One area not often considered by the CCO as a...
Compliance Man Goes Global
Welcome to Episode 4 of Compliance Man Goes Global podcast...
Day 16 of One Month to More Effective Compliance for Business Ventures
Do FCPA considerations come into play for customers? How should...
FCPA Compliance Report-Episode 354
This podcast continues the theme I have been following on...
This Week in FCPA-Episode 73
In this episode, Jay and I return for a wide-ranging...
Day 15 of One Month to More Effective Compliance for Business Ventures
As I conclude this section on joint ventures, I want...
Across the Board-Episode 8
In this episode, I visit with branding expert Linda Justice....
Day 14 of One Month to More Effective Compliance for Business Ventures
Joint ventures provide many FCPA risks that other types of...
Twelve O'Clock High-Episode 63-Dan Norris
We discuss the work of the Holt Development company and...
Day 13 of One Month to More Effective Compliance for Business Ventures
Numerous US companies have come to FCPA grief for their...
Day 12 of One Month to More Effective Compliance for Business Ventures
When you bring two entities together to operate jointly, there...
This Week in FCPA-Episode 72
In this episode, Jay and I are joined by Louis...
FCPA Compliance Report-Episode 353
In this episode, I visit with Doreen Edelman, a partner...
Day 11 of One Month to More Effective Compliance for Business Ventures
Just as the FCPA enforcement field is covered with actions...
Day 10 of One Month to More Effective Compliance for Business Ventures
One of my favorite words in the context of FCPA...
Across the Board-Episode 7, Brad Davis
In this episode I visit with data and IT security...
Day 9 of One Month to More Effective Compliance for Business Ventures
Your company has just made its largest acquisition ever and...
Compliance into the Weeds-Episode 57
In this episode Matt Kelly and I discuss the Treasury...
Day 8 of One Month to More Effective Compliance for Business Ventures
Previously many compliance practitioners had based decisions in the M&A...
Compliance Man Goes Global-Episode 3
In Episode 3 of Compliance Man Goes Global podcast of...
Day 7 of One Month to More Effective Compliance for Business Ventures
Today I want to look at what you should do...
FCPA Compliance Report-Episode 352, James Koukios
In this episode, I have back James Koukios, a partner...
Day 6 of One Month to More Effective Compliance for Business Ventures
The compliance component of your mergers and acquisition regime should...
This Week in FCPA-Episode 71
Jay and I return for a wide-ranging discussion on some...
Day 5 of One Month to More Effective Compliance for Business Ventures
One of the clearest themes from the 2012 FCPA Guidance...
Everything Compliance-Episode 19
Join the Everything Compliance panel for a discussion of Uber...
Day 4 of One Month to More Effective Compliance for Business Ventures
What steps can a company take to protect itself from...
12 O'Clock High-Episode 61
What branding lessons can the business leader draw from Count...
Day 3 of One Month to More Effective Compliance for Business Ventures
Why should a company engage in pre-acquisition due diligence in...
Compliance into the Weeds-Episode 56
In this episode, Matt Kelly and I take a deep...
Day 2 of One Month to More Effective Compliance for Business Ventures
The area of law for mergers and acquisitions under the...
Day 1 of One Month to More Effective Compliance for Business Ventures
Today, I begin a one month series on how to...
FCPA Compliance Report-Episode 351
We discuss how the use of AI can bring a...
This Week in FCPA-Episode 70
In this episode Jay and I take a look at...
Day 20 of One Month of Innovation in Compliance
As I end this section on innovation, I want to...
Day 19 of One Month of Innovation in Compliance
While many compliance departments may have begun more as a...
Across the Board-Episode 3
Today, I visit with noted fraud examiner, Jonathan Marks, a...
Day 18 of One Month of Innovation in Compliance
Innovative use of videos can improve employee engagement and further...
Compliance Report-International Edition
In this Episode 2 of Compliance Man Goes Global podcast...
Day 17 of One Month of Innovation in Compliance
Employees can be your most effective tool to further your...
Compliance into the Weeds-Episode 55
The Telia FCPA enforcement action is the Number 1 all-time...
FCPA Compliance Report-Epiosde 350
Linda Justice bring Nancy Drew to your side to fill all...
Day 16 Of One Month of Innovation in Compliance
The use of data can help a compliance professional identify...
This Week in FCPA-Episode 69
Jay Rosen and I review the week's top FCPA, compliance...
Day 15 of One Month to Innovation
Innovation can come in various forms for an organization. Innovation...
Everything Compliance-Episode 18
The top roundtable podcast in compliance is back with Part...
Day 14 of One Month of Innovation in Compliance
Operationalizing compliance is usually perceived as a top-down exercise. The...
Day 13 of One Month of Innovation in Compliance
How can you change the perceptions around compliance in your...
Compliance into the Weeds-Episode 54
Matt reports live from TEC 2017, the Workiva user summit
Compliance Report-International Edition
In this new podcast series, we take two typical concepts...
Day 12 of One Month of Innovation in Compliance
If it is not clear already this month, innovation does...
Day 11of One Month of Innovation in Compliance
Innovation can come in form of new ideas or simply...
FCPA Compliance Report-Episode 349, The Chickenshit Club
In this episode, I interview with book author, Jesse Eisinger and...
This Week in FCPA-Episode 68
Jay and I return to discuss some of the week's...
Day 10 of One Month of Innovation in Compliance
What is superforecasting and how can the compliance professional utilize...
Everything Compliance-Episode 17
The top compliance roundtable podcast is back with another episode...
Day 9 of One Month of Innovation in Compliance
One of the key things the Department of Justice (DOJ)...
Day 8 of One Month of Innovation in Compliance
Design thinking is another innovation which can help the Chief...
Day 7 of One Month of Innovation in Compliance
I believe one of the most significant innovations in compliance...
Episode 21-Unfair and Unbalanced-the 2017 Compliance and Ethics Institute
In this episode, Roy Snell and I have a wide...
FCPA Compliance Report-Episode 348
The implications to and applications for the anti-corruption compliance profession...
Day 6 of One Month of Innovation in Compliance
A kaizen event is uniquely suited to facilitate incremental growth...
Day 5 of One Month of Innovation in Compliance
The only thing constant in compliance is change. Embrace it...
This Week in FCPA-Episode 67
After a two week absence, Jay and I return for...
Across the Board-Episode 6
What is your Board's protocol for considering climate impact risk...
Day 4 of One Month of Innovation in Compliance
What will be the role of Artificial Intelligence (AI) in...
Compliance into the Weeds-Episode 52
In this episode, Matt Kelly and I take a deep...
Day 3 of One Month of Innovation in Compliance
How do you see a pattern in raked leaves which...
Day 2 of One Month of Innovation in Compliance
Next we consider the introduction of Artificial Intelligence (AI) into...
FCPA Compliance Report-Episode 347, Adam Turteltaub
We discuss the upcoming 2017 Compliance and Ethics Institute, which...
Day One of Innovation in Compliance
The key to success for an innovation strategy in compliance...
Day 22 of One Month to More Effective Continuous Monitoring
In the August edition of One Month to More Effective...
Day 21 of One Month to More Effective Continuous Improvement
Continuous improvement also requires you to consider the backbone of...
Day 20 of One Month to More Effective Continuous Improvement
The concept of the Mock Audit is one that can...
Day 19 of One Month to More Effective Continuous Improvement
One of the ways that you can engage in continuous...
Across the Board-Episode 5
What does a Board of Directors need to facilitate an...
Day 18 of One Month to More Effective Continuous Improvement
Email sweeps can be a timely and cost effective tool...
Compliance into the Weeds-Episode 51
What is the intersection of the PCAOB, auditing and compliance?...
Day 17 of One Month to More Effective Continuous Improvement
Most companies miss a key compliance risk metric by failing...
12 O'Clock High-Episode 56
What are the leadership lessons to be drawn from the...
Day 16 of One Month to More Effective Continuous Improvement
Voluntary monitoring can perform multiple functions in a compliance program.
FCPA Compliance Report-Episode 346, Mike Skopets
In this episode, I visit with Mike Skopets, from Miller...
Day 15 of One Month to More Effective Continuous Improvement
Another mechanism for continuous improvement of your compliance program is...
This Week in FCPA-Episode 66
The week's top FCPA and compliance related events and stories;...
Day 14 of One Month to More Effective Continuous Improvement
The new by-word from the Evaluation is operationalization but a...
Day 13 of One Month to More Effective Continuous Monitoring
I continue my discussion of continuous improvement using big data...
Across the Board-Episode 4
In this episode, I explore why Wells Fargo needs a...
Day 12 of One Month to More Effective Continuous Improvement
The Hitachi FCPA enforcement action also presented one of the...
Compliance into the Weeds-Episode 50
What is the upside to any US business engaging with...
Day 11 of One Month to More Effective Internal Controls
The desktop risk assessment can be used to perform ongoing...
12 O'Clock High-Episode 55
There are several leadership lessons which I believe can be...
Day 10 of One Month to More Effective Continuous Improvement
Continuous improvement requires that you not only audit and monitor...
FCPA Compliance Report-Episode 345
In this episode, Mike Volkov and I discuss two declinations...
This Week in FCPA-Episode 65
Jay and I return for a wide-ranging discussion on some...
Day 9 of One Month to More Effective Continuous Improvement
In this episode, I consider a fraud audit by using...
Everything Compliance-Episode 16
In this episode, the Everything Compliance trio of Matt Kelly,...
Day 8 of One Month to More Effective Continuous Improvement
What is organizational culture? Eric Feldman, SVP at Affiliated Monitors...
Day 7 of One Month to More Effective Continuous Improvement
Many companies have yet to begin their audit process for...
12 O'Clock High-Episode 54
The OODA feedback loop provides a framework for the obtaining...
Compliance into the Weeds-Episode 49
The Mattis Memo on ethics is so significant that every...
Day 6 of One Month to More Effective Continuous Improvement
Next I consider at how data analytics can be for...
Across the Board-Episode 2, Sheila Hooda
In this episode we discuss the key role Board of...
Day 5 of One Month to More Effective Continuous Improvement
Third parties still present the highest risk around FCPA compliance....
Compliance Report-International Edition
In this episode, Tim Khasanov and I look at the...
This Week in FCPA-Episode 64
In this special Saturday edition, Jay and I return for...
Day 4 of One Month to More Effective Continuous Improvement
Most Chief Compliance Officers (CCOs) and compliance practitioners understand the...
Across the Board-Episode 1
This podcast discusses the Holder Report and the role of...
Day 3 of One Month to More Effective Continuous Improvement
Internal audit is an excellent tool to make continuous improvement...
Compliance into the Weeds-Episode 48
We consider the enforcement action around the issue of internal...
Day 2 of One Month to More Effective Continuous Improvement
Auditing can take several different forms in an anti-compliance program....
Day 1 of One Month to More Effective Continuous Improvement
Welcome to the August edition of One Month to More...
12 O'Clock High-Episode 53, Margaret Johnson
In this episode, I visit with Margaret Johnson, the author...
Day 22 of One Month to More Effective Internal Controls
I conclude this one month series by considering the recently...
FCPA Compliance Report-Episode 344, Virginia Suveiu
in this episode, I visit with Virginia Suveiu, who writes...
Day 21 of One Month to a More Effective Compliance Program
We are now less than six months away from a...
Day 20 of One Month to More Effective Internal Controls
I conclude this section on the COSO 2013 Internal Controls...
This Week in FCPA-Episode 63
This week, Jay and I return for a wide-ranging discussion...
Day 19 of One Month to More Effective Internal Controls
The fifth and final Objective is Monitoring Activities. The Framework...
Day 18 of One Month to More Effective Internal Controls
In its Framework Volume, COSO said, “Information is necessary for...
Everything Compliance
We take things a different way in this episode as...
Day 17 of One Month to More Effective Internal Controls
Control activities are performed at all levels of the entity,...
Compliance into the Weeds-Episode 47
In this episode, Matt Kelly and I take a deep...
Day 16 of One Month to More Effective Internal Controls
The Integrated Framework (Framework Volume) recognizes that “every entity faces...
12 O'Clock High-a Podcast on Business Leadership
In this episode, Richard Lummis and I explore leadership lessons...
Day 15 of One Month to More Effective Internal Controls
The updated Framework retained the core definition of internal controls;...
FCPA Compliance Report-Episode 343, James Koukios
In this episode I visit with James Koukios, a partner...
Day 14 of One Month to More Effective Internal Controls
This week we turn our attention to COSO, with an...
This Week in FCPA-Episode 62
This week, Jay and I return for a wide-ranging discussion...
Day 13 of One Month to More Effective Internal Controls
Last year, one of the most interesting non-Foreign Corrupt Practices...
Everything Compliance-Episode 14
Show Notes for Everything Compliance-Episode 14 Topics from Matt:...
Day 12 of One Month to More Effective Internal Controls
Is a Board of Directors a compliance internal control? I...
Day 11 of One Month to More Effective Internal Controls
Joe Howell, EVP of Workiva, Inc. as noted that it...
Compliance into the Weeds-Episode 46
In this episode, Matt Kelly and I discuss the recent...
Episode 51- Andrew Jackson
In this episode, I consider the leadership lessons which can...
Day 10 of One Month to More Effective Internal Controls
Today I want to look at internal controls for...
Day 9 of One Month to More Effective Internal Controls
As they made clear with several FCPA enforcement actions in...
FCPA Compliance Report-Episode 342, Melanie Johnson
In this episode, I visit with Melanie Johnson, co-founder of...
This Week in FCPA-Episode 61
This week, Jay and I return for a wide-ranging discussion...
Day 8 of One Month to More Effective Internal Controls
A gap analysis is a method of assessing the differences...
Day 7 of One Month to More Effective Internal Controls
Today, I consider some ways in which a compliance professional...
Compliance Report-International Edition-Carlos Ayers
In this episode I visit with Carlos Ayers on steps...
Day 6 of One Month to More Effective Internal Controls
Next, I will review how to use the risk assessment...
Leadership Lessons from John Adams
In an article entitled, 12 Leadership Qualities of An Often-Overlooked...
Day 5 of One Month to More Effective Internal Controls
Today, I want to discuss how to assess for your...
Compliance into the Weeds-Episode 45
In this episode, Matt Kelly and I take a deep...
Day 4 of One Month to More Effective Internal Controls
Next, I want to consider some of the issues around...
FCPA Compliance Report-Episode 341
The issue of beneficial ownership is one which still bedevils...
This Week in FCPA-Episode 60
This week, Jay and I return for a wide-ranging discussion...
Day 3 Of One Month to More Effective Internal Controls
There are four significant controls that he would suggest the...
Day 2 of One Month to More Effective Internal Controls
Today, New York Times columnist David Brooks’ thoughts on building...
FCPA Compliance Report-Episode 340
In this episode, I visit with Patrick Henz, a compliance...
Day 1 of One Month to More Effective Internal Controls
What specifically are internal controls in a compliance program? Internal...
FCPA Compliance Report-Episode 339, Ed Buthusiem of BRG
In this episode, I visit with Ed Buthusiem, with BRG...
This Week in FCPA-Episode 59
In this week which starts the 4th of July holiday...
Day 22 of One Month to Better Investigations and Reporting
Yesterday I considered an article by Ryan Hubbs, entitled “10...
Day 21 of One Month to Better Investigations and Report
Today I want to consider some factors which can lead...
Everything Compliance-Episode 13
The top compliance roundtable podcast is back with a wealth...
Day 20 of One Month to Better Investigations and Reporting
In an article entitled “How to Launch and Operate a...
Compliance into the Weeds-Episode 44
In this episode, Matt Kelly and I take a deep...
Day 19 of One Month to Better Investigations and Reporting
Is your hotline working for you? In an article entitled,...
FCPA Compliance Report-Episode 338, Steven Durham
In this episode, I visit with Steven Durham, a partner...
Day 18 of One Month to Better Investigations and Hotlines
Today I would like to review some best practices regarding...
FCPA Compliance Report-Episode 337, James Gellert
In this episode, I visit with James Gellert, CEO of...
This Week in FCPA-Episode 58
After last week’s guest announcers, Jay and I return for...
Day 17 of One Month to Better Investigations and Reporting
Who to suspend during any Foreign Corrupt Practices Act (FCPA)...
Day 16 of One Month to Better Investigations and Reporting
Prior to the Schrems decision by the European Court of...
Compliance into the Weeds-Episode 43
On June 16, 2017, the Department of Justice (DOJ) issued a...
Day 15 of One Month to Better Investigations and Reporting
The concept of privilege in an internal investigation is critical....
FCPA Compliance Report-Episode 336, James Koukios
In this episode, James Koukios, a partner at Morrison &...
Unfair and Unbalanced-Episode 20
In this episode, I visit with Roy Snell about his...
Day 14 of One Month to Better Investigations and Reporting
Day 14-Miranda and Internal Investigations: What Rights Does an Must...
FCPA Compliance Report-Episode 335, Mike Volkov
In this episode, Mike Volkov and I discuss how blockchain...
Day 13 of One Month to Better Investigations and Reporting
When then Assistant Attorney General Sally Yates, announced the Memo...
This Week in FCPA-Episode 57
This week, as their tribute to their Dad, we are...
Day 12 of One Month to Better Investigations and Report
What are the characteristics of a good interview in the...
Day 11 of One Month to Better Investigations and Reporting
Today, I want to consider some of the challenges you...
FCPA Compliance Report-Episode 334, Lauren Briggerman
In this episode, I visit with Lauren Briggerman, a member...
Compliance Report-International Edition
In this episode I visit with Luciana Silveira, a PhD...
Day 10 of One Month to Better Investigations and Reporting
Mara Senn and a colleague, Michelle Albert, published in the...
Compliance into the Weeds-Episode 42
In this episode, Matt Kelly and I take a deep...
Day 9 of One Month to Better Reporting and Investigations
Beginning with the Department of Justice’s (DOJ’s) Yates Memo, its...
Day 8 of One Month to Better Investigations and Reporting
In the Department of Justice’s (DOJ) Evaluation of Corporate...
FCPA Compliance Report-Episode 333
Today I am joined again by Professor Samuel Buell, from...
This Week in FCPA-Episode 56
Show Notes for Episode 56, for the week ending June...
Day 7 of One Month to Better Investigations and Reporting
There is nothing like an internal whistleblower report about...
Day 6 of One Month to Better Investigations and Reporting
In an article in the Corporate Board magazine, entitled “Successful...
Everything Compliance-Episode 12
The dog days of summer are on the horizon...
Day 5 of One Month to Better Investigations and Reporting
Many companies have an investigation protocol in place when a...
FCPA Compliance Report-Episode 332
In the case of Kokesh v. SEC, the US Supreme...
Day 4 of One Month to Better Investigations and Reporting
One of the things that I learned from the television...
FCPA Compliance Report-Episode 331, Chris Morton
In this episode, I visit with Chris Morton, the SVP,...
Day 3 of One Month to Better Investigations and Reporting
Your company should have a detailed written procedure for handling...
FCPA Compliance Report-Episode 330 Robyn Bew and Henry Stoever
In this episode, I visit with Robyn Bew, the Director...
This Week in FCPA-Episode 55
This week, Jay and I have a wide-ranging discussion on...
Day 2 of One Month to Better Investigations and Reporting
In an article in the Compliance and Ethics Professional Magazine,...
Day 1 of One Month to Better Investigations and Reporting
The call, email or tip comes into your office; an...
Unfair and Unbalanced-Episode 19
In this episode, Roy and I consider Sgt. Pepper's at...
One Month to Better Compliance through HR
Day 22-10 Questions to Better Operationalized Compliance I conclude this...
Compliance into the Weeds-Episode 40
In this episode Matt Kelly and I take a deep...
FCPA Compliance Report-Episode 329, James Koukios
Today I have back with me James Koukios, partner and...
Day 21 of One Month to Better Compliance Through HR
How can you determine if Human Resources (HR) can meet...
Day 20 of One Month to Better Compliance Through HR
The key concept from the Department of Justice’s (DOJ) Evaluation...
This Week in FCPA-Episode 54
This week, Jay and I have a wide-ranging discussion on...
Day 19 of One Month to Better Compliance Through HR
One of the ways that Human Resources (HR) can...
Unfair and Unbalanced-Episode 18
Episode 18 Show Notes I. Compensation, Incentive and Compliance In...
Day 18 of One Month to Better Compliance Through HR
The role of Human Resources (HR) in anti-corruption compliance programs,...
Compliance into the Weeds-Episode 39
In this episode Matt Kelly and I take a deep...
Day 17 of One Month to Better Compliance Through HR
The Evaluation of Corporate Compliance Programs document makes clear that...
FCPA Compliance Report-Episode 328
In this episode I visit with Chris McNett, SSGA Head...
Day 16 of One Month to Better Compliance Through HR
The exit interview can be a further mechanism to operationalize...
Day 15 of One Month to Better Compliance Through HR
Employment separation and layoffs can present some unique challenges for...
This Week in FCPA-Episode 53
This week, Jay and I have a wide-ranging discussion on...
Day 14 of One Month to Better Compliance Through HR
What should a company do when it desires to hire...
Everything Compliance-Episode 11
In this second of a two-part series, we conclude the...
Day 13 of One Month to Better Compliance Through HR
One of the ways to operationalize compliance and to drive...
Compliance into the Weeds-Episode 38
In this episode Matt Kelly and I take a deep...
Day 12 of One Month to Better Compliance Through HR
Another area where compliance can play a key role is...
FCPA Compliance Report-Episode 327,Pat Harned
In this episode, I visit with Pat Harned, Chief Executive...
Day 11 of One Month to Better Compliance Through HR
In the Department of Justice’s Evaluation of Corporate Compliance Programs,...
This Week in FCPA-Episode 52
This week, Jay and I have a wide-ranging discussion on...
Day 10 of One Month to Better Compliance Through HR
In the Department of Justice’s Evaluation of Corporate Compliance Programs,...
Day 9 of One Month to Better Compliance Through HR
Today I want to focus on incentives, looking at senior...
Everything Compliance-Episode 10
This episode is the first of a two-part series of...
Day 8 of One Month to Better Compliance Through HR
One of the areas that many companies have not paid...
Unfair and Unbalanced-Episode 17
In this episode, Roy Snell and I discuss the following:...
Day 7 of One Month to Better Compliance Through HR
In metrics laid out by former Assistant Attorney General Leslie...
FCPA Compliance Report-Episode 326-Paula Long
In this episode I caught up with Paula Long, founder...
Day 6 of One Month to Better Compliance Thru HR
In the Department of Justice’s Evaluation of Corporate Compliance Programs,...
This Week in FCPA-Episode 51
Over some breakfast tacos and Mexican coffee, Jay and...
Day 5 of One Month to Better Compliance Through HR
Why is hiring so important under for compliance? It is...
Day 4 of One Month to Better Compliance Through HR
One of the theories of conventional wisdom about anti-corruption compliance...
Day 3 of One Month to Better Compliance Through HR
Today, I conclude my review of FCPA enforcement actions that...
Compliance into the Weeds-Episode 37
In this episode, Matt Kelly and I take a deep...
Day 2 of One Month to Better Compliance Through HR
BNY Mellon Up until the summer of 2015, hiring...
FCPA Compliance Report-Episode 325
In this podcast, Marc Bohn and James Tillen from the firm...
Day 1 of One Month to Better Compliance Through HR
Day 1- The Role of Human Resources in Operationalizing Compliance...
This Week in FCPA-Episode 50
In this episode, Jay and I have a wide-ranging discussion...
Day 20 of One Month to Better 3rd Party Management
I end this one month series by taking things a...
Unfair and Unbalanced-Episode 16
In this Part I of a two part series recorded...
Day 19 of One Month to Better 3rd Party Management
One of the areas many companies do not focus on...
Day 18 of One Month to Better 3rd Party Management
The Foreign Corrupt Practices Act (FCPA) world is littered with...
FCPA Compliance Report-Episode 324
In this episode I visit with white collar defense and...
Day 17 of One Month to Better 3rd Party Management
One of the issues in any compliance program is the...
Compliance into the Weeds-Episode 36
In this episode, Matt Kelly and I take a very...
Day 16 of One Month to Better Third Party Management
At some point, you will be required to terminate a...
This Week in FCPA-Episode 49
In this episode, Jay Rosen returns from a week’s trip...
Day 15 of One Month to Better Third Party Management
One area that has bedeviled Chief Compliance Officers (CCOs) and...
Day 14 of One Month to Better Third Party Management
When was the last time you considered the health of...
Day 13 of One Month to Better Third Party Management
Internal controls are a key tool to operationalize your third...
FCPA Compliance Report-International Edition
In this episode I am joined by Ruth Steinholtz of...
Day 12 of One Month to Better 3rd Party Management
Next I consider at how data analytics can be used...
FCPA Compliance Report-Episode 323
In this episode Compliance Week Editor in Chief Bill Coffin...
Day 11 of One Month to Better 3rd Party Management
Auditing of third parties is critical to any best practices...
This Week in FCPA-Episode 48
In this episode, Matt Kelly pinch hits for a Walt...
Day 10 of One Month to Better Third Party Management
The building blocks of any Foreign Corrupt Practices Act (FCPA)...
Day 9 of One Month to Better 3rd Party Management
In a speech before the SIFMA Compliance and Legal Society...
Compliance into the Weeds-Episode 35
In this episode Matt Kelly and I take a deep...
Day 8 of One Month to Better 3Rd Party Management
What is satisfactory due diligence under the Foreign Corrupt Practices...
Day 7 of One Month to Better 3rd Party Management
The Justice Department Evaluation of Corporate Compliance Programs states in...
FCPA Compliance Report-Episode 322, Eric Feldman SVP of Affiliated Monitors
In this episode, I am joined by Eric Feldman, SVP...
Day 6 of One Month to Better 3rd Party Management
An important part of the job duties of any compliance...
This Week in FCPA-Episode 47
Show Notes for Episode 47, for the week ending April...
Day 5 of One Month to Better 3Rd Party Management