This Week in FCPA

Jay returns from his travels to report on the 1st compliance conference since 2019. He and Tom unpack some of the stories that caught their collective eye on the Heading to October edition.

Stories

1.     ESG and Compliance. Mike Volkov on the ‘G’ in ESG. Tom has a 5-part series on why compliance should lead the ESG effort in the FCPA Compliance and Ethics Blog. 

2.     Asking more of your auditors. Neil Hodge in Compliance Week (sub req’d) 

3.     ISO weighs in on good governance standards. Dylan Tokar in the WSJ Risk and Compliance Journal. 

4.     Regulating the wild west of crypto. Henry Kronk in CCI. 

5.     Which Mozambique countenance or prosecute its President’s corruption? Rick Messick in GAB. 

6.     Making the most from your risk assessment? Jeff Kaplan in the FCPA Blog.

7.     What is a criminal COI? Sara Kropf in Grand Jury Target. 

8.     Revisiting whistleblower procedures. Wachtel Lipton lawyers in Harvard Law School Forum on Corporate Governance. 

9.     The SEC investigation into Activision. Professor Stephen Bainbridge in his blog.

10.  Jay’s reflections on the first compliance conference since 2019. 

Podcasts and Events

11.  CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here

12.  Check out the latest addition to the Compliance Podcast Network, A Yank at Oxford. It details the journey of Foley & Lardner partner David Simon as he heads back to university to matriculate for a MBA at Oxford. 

13.  Are you exasperated? Then check out the latest offering from the Compliance Podcast Network, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F* Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America’s exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child’s elementary school. In Episode 2, why F*ing Argentina?

14.  Jay spreads his wings by hosting his first podcast. He interviews Lisa Beth Lentini Walker and Stef Tschida about their new book, Raise Your Game, Not Your Voice, on this episode of Integrity Through Compliance. 

15.  K2 Integrity is partnering with the DIFC Academy for a webinar, “Virtual Assets and FATF Guidelines—A Risk-Based Approach for Financial Institutions,” on September 28, 2021. Registration and Information here. 

16.  Join Jay, Tom and the top E&C professionals at Converge21, a virtual conference on October 12 & 13. Registration and information here. Here some of the panelists discuss their presentation on the Converge21 podcasts. Wendy Badger and Philip Winterburn. 

17.  Ethisphere’s World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here. 

18.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. 

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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Jay is once again traveling this week so we are joined by Professor Karen Woody as special guest co-host. I know you will enjoy her comments on this special Focus on the SEC edition.

Stories

1.     Coinbase v. the SEC. Andrew Ross Sorkin previews in NYT Dealbook. Francine McKenna takes a deep dive in The Dig (sub req’d) Gary Gensler testifies before Congress, Paul Keiran in the WSJ.

2.     Why compliance should lead ESG. Kyle Brasseur  in Compliance Week (sub req’d)

3.     Another cheating scandal at KPMG. Matt Kelly on Radical Compliance. Leadership

4.     Leadership lessons from the fall of Kabul. Sandra Erez in CCI.

5.     What are the Big 3 issues from this year’s proxy season? Eric Knox, Sehrish Siddiqui and David Venturella in CCI.

6.     How large a problem is corporate recidivism? Dick Cassin in the FCPA Blog.

7.     The Great Resignation and meaningful work. Brett Beasley in Notre Dame’s Deloitte Center for Ethical Leadership.

8.     Boeing safety woes hit the Boardroom. Wachtel Lipton lawyers in Harvard Law School Forum on Corporate Governance.

9.     On the intersection of culture and corporation reputation. Mike Volkov in Corruption Crime and Compliance.

10.  Learned Hand on leadership and humility. Jeff Kaplan in the Conflict of Interests blog.

Podcasts and Events

11.  CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here

12.  On Innovation in Compliance, Tom has run a 6-part special podcast series on Looking Back on 9/11, sponsored by Affiliated Monitors. In this series he will visit with professionals from a variety of compliance perspectives who will discuss how 9/11 changed our profession, including three who were in NYC during the attacks. Hear thoughts and reflections from Gabe Hidalgo, Juan Zarate, Alex Dill, Eric Feldman, Scott Moritz and John Lee Dumas.

13.  Are you exasperated? Then check out the latest offering from the Compliance Podcast Network, F*ing Argentina. In this podcast series co-hosts Tom Fox and Gregg Greenberg, author of F* Argentina explore the current American psyche of being overworked, over leveraged, overtired and overwhelmed. Find out about modern America’s exasperation with well…exasperation. In Episode 1, the dreaded Parent Meeting night at your child’s elementary school.

14.  Ethisphere’s World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here.

15.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com.

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This week is the 20th anniversary of 9/11. On Saturday Tom and Jay ask that you take a moment of silence to remember all those who lost their lives on that day, their loved ones and those who were impacted by those events over the past 20 years.

 Stories

1.     Elizabeth Holmes finally goes to trial. Aly McDevitt in Compliance Week (sub req’d) Opening statements review in the WSJ.

2.     The role of compliance in an ESG effort. David Povey in Compliance Week. (sub req’d) Matt Kelly weighs in on diversity as well in Navex Global’s Risk and Compliance Matters.

3.     Raytheon under FCPA scrutiny. Dylan Tokar in WSJ Risk and Compliance Journal. 

4.     CCI surveying stress in compliance. Henry Kronk in CCI. Take the survey here.

5.     From Wells Fargo to Kraft Foods. Matt Kelly in Radical Compliance. Tom and Matt in Compliance into the Weeds. 

6.     Has the SFO turned the corner? Martin Kenney in the FCPA Blog.

7.     Measuring compliance measurement. Jeff Kaplan in COI Blog. 

8.     From firm specific risk to systemic risk. John Coffee in Harvard Law School Forum on Corporate Governance

9.     Do you need a BOD Code of Conduct? Kristy Grant-Hart in Compliance Kristy.

10.  Joe Biden-the anti-corruption President?  Joe Acotoia in Corruption Crime and Compliance.

 Podcasts and Events

11.  On Everything Compliance, the full gang discuss where they were on 9/11 and its impact on their profession. Lisa Fine looks back on 9/11 in  Great Women in Compliance. 

12.  On Innovation in Compliance, Tom has run a 6-part special podcast series on Looking Back on 9/11, sponsored by Affiliated Monitors. In this series he will visit with professionals from a variety of compliance perspectives who will discuss how 9/11 changed our profession, including three who were in NYC during the attacks. Hear thoughts and reflections from Gabe Hidalgo, Juan Zarate, Alex Dill, Eric Feldman, Scott Moritz and John Lee Dumas.

13.  Join K2 Integrity September 15 for a round-table on the 20th Anniversary of September 11 and consider its impact on countering terrorist financing and illicit financing, and the continuing risks to national security. The roundtable will include members of the team that spearheaded the post-9/11 counter illicit finance regime: Juan Zarate, Chip Poncy, Danny McGlynn, moderated by Dr. Michele L. Malvesti. Information and Registration here.   

14.  Ethisphere’s World Most Ethical Company awards for 2022 are open for submission. For more information on the Application Process, click here. 

15.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. 

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Co-host Jay Rosen (AKA ‘Mr. Monitor’) can be reached at jrosen@affiliatedmonitors.com.

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As Jay returns from an extended road trip, he and Tom look forward to an extended Labor Day weekend and are back to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Labor Day edition.

 Stories

1.     Is ESG on your radar? Vince Walden, Rich Goode and Steve Speigelhalter in Fraud Magazine.

2.     The intersection of business and compliance. Mike Volkov in Corruption Crime and Compliance.

3.     China to set world standard for data privacy? Aaron Nicodemus in Compliance Week (sub req’d)

4.     Is Covid-19 the biggest challenge to compliance ever? Calvin Gordon in CCI. 

5.     UK signals different approach on data transfer from EU. Aaron Nicodemus in Compliance Week (sub req’d)

6.     3 compliance officers get SEC whistleblower award. Matt Kelly in Radical Compliance. 

7.     Email break-ins sanctionable. Dylan Tokar in WSJ Risk & Compliance Journal. 

8.     ISO 37002 and EU Whistleblower standard. Kelly Maxwell in Convercent by One Trust blog.

9.     Trial of the Century in Mozambique, Part 2. Rick Messick in GAB.

10.  Diversity training that fosters acceptance and collaboration.  ComplianceLine blog.

Podcasts and Events

11.  On Innovation in Compliance this week I interviewed Ethisphere’s Erica Salmon Byrne and Doug Allen on the opening of submissions to the World’s Most Ethical 2022 awards. You can listen to the pod here. You can find out more about the submission process here. 

12.  On The Compliance Life, in August I visited with Kortney Nordrum CCO at Deluxe. In Episode 1, from Red Wing to Israel. In Episode 2, From Freddie Mac to the law. In Episode 3, how Kortney found her professional passion – Compliance. In Episode 4, Kortney moves into the CCO chair. 

13.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. 

14.  Join K2 Integrity September 15 for a round-table discussion as we reflect on the 20th Anniversary of September 11 and consider its impact on countering terrorist financing and illicit financing, and the continuing risks to national security. The roundtable will include members of the team that spearheaded the post-9/11 counter illicit finance regime: Juan Zarate, Chip Poncy, Danny McGlynn, moderated by Dr. Michele L. Malvesti. Information and Registration here.   

15.  The week of 9/11, Tom will run a 6-part special podcast series on Looking Back on 9/11. In this series he will visit with professionals from a variety of compliance perspectives who will discuss how 9/11 changed our profession, including three who were in NYC during the attacks. Check it out on the Compliance Podcast Network. 

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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As drumheads worldwide mourn the death of Rolling Stones drummer Charlies Watts and Jay goes ‘on the road’; Tom is joined by special guest host, Kristy Grant-Hart to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Charlie Watts Tribute edition. 

Stories

1.     Is ESG replacement for government inaction? Lawrence Heim in practicalESG. 

2.     Why compliance should lead the ESG effort. Kristy Grant-Hart in Compliance Kristy

3.     What did the current Freddie Mac CCO learn from the 2008 financial crisis? Mengqi Sun in WSJ Risk and Compliance Journal. 

4.     What is ‘intentional integrity’? Aly McDevitt in Compliance Week. 

5.     Defense industry struggles with cybersecurity. Matt Kelly in Radical Compliance.

6.     How has the pandemic impacted the ABC fight in Latin America? Geert Aalbers in the FCPA Blog.

7.     More oral argument as both sides appeal Hoskins trial verdict. Dylan Tokar in WSJ Risk & Compliance Journal. 

8.     Debunking attacks on the Business Roundtable’s Statement on the Purpose of a Corporation. Marty Lipton in Harvard Law School Forum on Corporate Governance

9.     The Mozambique hidden debt scandal. Rick Messick in GAB.

10.  What happens to compliance when you have a fractured C-Suite?  Mike Volkov in Corruption Crime and Compliance.

Podcasts and Events

11.  On Innovation in Compliance this week I interview Kristy Grant-Hart, Joe Murphy and Kirsten Liston about their latest book, The Compliance Entrepreneur. Check out the show here.

12.  On The Compliance Life, in August I visit with Kortney Nordrum CCO at Deluxe. In Episode 1, from Red Wing to Israel. In Episode 2, From Freddie Mac to the law. In Episode 3, how Kortney found her professional passion – Compliance. 

13.  Compliance Week is having an open house this month as they have dropped their firewall. You can check out the entire publication for no charge. Check it out here. 

14.  Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. Find out more about The Compliance Handbook, 2nd edition in an upcoming Zoom webinar, on Wednesday, September 1 at 8:30 AM ET; hosted by the Azevedo Sette law firm and Charles River Associates. To RSVP email tcintra@azevedosette.br

15.  Join K2 Integrity September 15 for a round-table discussion as we reflect on the 20th Anniversary of September 11 and consider its impact on countering terrorist financing and illicit financing, and the continuing risks to national security. The roundtable will include members of the team that spearheaded the post-9/11 counter illicit finance regime: Juan Zarate, Chip Poncy, Danny McGlynn, moderated by Dr. Michele L. Malvesti. Information and Registration here.   

16.  The week of 9/11, Tom will run a 6-part special podcast series on Looking Back on 9/11. In this series he will visit with professionals from a variety of compliance perspectives who will discuss how 9/11 changed our profession, including three who were in NYC during the attacks. Check it out on the Compliance Podcast Network. 

17.  Tom pays tribute to Charlie Watts.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Special guest host Kristy Grant-Hart can be reached at kgranthart@sparkcompliance.com.

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As Texas’ Governor-Mr. Personal Responsibility-himself comes down with Covid after refusing to engage in ‘personal responsibility’, Tom and Jay are back to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Personal Responsibility edition. 

Stories

1. Corruption led to the fall of Afghanistan. Dick Cassin in the FCPA Blog.
2. Does HSBC facilitate cybercrime. Elfriede Sixt in Risk and Compliance Journal Europe.
3. The Pearson SEC enforcement action. Matt Kelly in Radical Compliance. Tom and Matt on Compliance into the Weeds. Kevin Lacroix in the D&O Diary.
4. Trust and the CCO? Jeff Kaplan in Conflict of Interest
5. Fraud during the pandemic. James Ruotolo in CCI.
6. Inefficiency in AML enforcement. Maria Evstropova in CCI. 
7. SEC coming after cryptocurrencies. Aaron Nicodemus in Compliance Week.
8. What Boards need to know before, during and after M&A. Maria Castanon Moats and Leah Malone in Harvard Law School Forum on Corporate Governance.
9. Who is on your crisis management team? Eden Gillott in com.
10. CFIUS publishes 2020 report. K2 Integrity Client Alert.

 Podcasts and Events

1. On Innovation in Compliance this week I interview Dennis Kucinich about his latest book, The Division of Light and Power. Check out the show here.
2. On The Compliance Life, in August I visit with Kortney Nordrum CCO at Deluxe. In Episode 1, from Red Wing to Israel. In Episode 2, From Freddie Mac to the law.
3. How do the Greek Eumenes and the Roman Sertorius inform compliance leadership today? Find out as Tom and Richard Lummis continue their exploration of Plutarch’s Lives in this episode of 12 O’Clock High, a podcast on business leadership.
4. Compliance Week is having an open house this month as they have dropped their firewall. You can check out the entire publication for no charge. Check it out here.
5. Breaking News features The Compliance Handbook, 2nd edition. Check out the Breaking News feature here. Purchase The Compliance Handbook, 2nd edition here. Find out more about The Compliance Handbook, 2ndedition in an upcoming Zoom webinar, on Wednesday, September 1 at 8:30 AM ET; hosted by the Azevedo Sette law firm and Charles River Associates. To RSVP email tcintra@azevedosette.br

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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As the Tokyo Olympics conclude and Biden passes an infrastructure bill, Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Infrastructure Bill edition. 

Stories

1.     Navex Global new benchmark report. Carrie Penman, Andrew Burt and Mary Bennett in Navex Global’s Risk & Compliance Matters blog.

2.     Conducting a double materiality assessment. Donota Calace in PracticalESG, Part 1 and Part 2. 

3.     Dangers lurking in internal investigations? Mike Volkov in Corruption, Crime and Compliance. 

4.     What can ‘ethics refugees’ teach us about E&C? Richard Shell in CCI. 

5.     Running a design sprint. Carsten Tams with Part 4 of his 5-part series on Design Thinking in LinkedIn. 

6.     Amazon tagged for €746MM for GDPR violations.  Cordery Compliance news alert. 

7.     What are the factors driving change in the investigation process? Jaclyn Jaeger in Compliance Week. 

8.     The Achilles Heel of Compliance? Scott Moritz in LinkedIn. 

9.     Ted Lasso and corruption. Harry Cassin in the FCPA Blog.

10.  100 bottles of booze on the wall, 100 bottles of booze.  Jeff Kaplan in the Conflict of Interest Blog. 

Podcasts and Events

11.  Innovation in Compliance hits its 200th anniversary show. I celebrate with Dan Skolnick from Accuity. Check out the show here.

12.  On The Compliance Life, in August I visit with Kortney Nordrum CCO at Deluxe. In Episode 1, from Red Wing to Israel. 

13.  How do the Greek Timoleon and the Roman Aemilius inform compliance leadership today? Find out as Tom and Richard Lummis continue their exploration of Plutarch’s Lives in this episode of 12 O’Clock High, a podcast on business leadership.

14.  Compliance Week is having an open house this month as they have dropped their firewall. You can check out the entire publication for no charge. Check it out here. 

15.  K2 Integrity’s Sepideh Rowland will moderate an ABA Webinar: Managing Compliance Under Pressure, August 17. Register and information here.

16.  The Compliance Handbook, 2nd edition is released. Learn about it here. Purchase it here.

17.Each month Affiliated Monitors, Inc. introduces our readers and listeners to members of our AMI team. This month, in addition to our web Spotlight feature https://lnkd.in/g9aUbMaJ  we recorded a companion podcast with Deann Conroy, who is a Compliance Solutions Manager. She is an experienced attorney, leader, and educator of healthcare legal issues. Please follow the link in the show notes for this month’s double shot of our colleague Deanne! https://lnkd.in/gfTdF5mq

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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As the Tokyo Olympics continue and FirstEnergy settles one of the largest domestic corruption cases ever, Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Domestic Corruption edition.

 Stories

1. The First Energy domestic corruption scandal. Rick Messick in GAB. Matt Kelly in Radical Compliance.
2. Obstacles to compliance training. Dick Cassin in the FCPA Blog.
3. Should companies go into space? Mike Volkov says no in Corruption, Crime and Compliance.
4. Is your compliance relationship with HR unleavened? Then leaven it, says Amy Dufrane in CCI.
5. Can the Olympics be saved? Perhaps from the corruption angle. Andy Spalding in the FCPA Blog.
6. What’s it like to be a whistleblower? Aaron Nicodemus with a 5-part series in Compliance Week (sub req’d). Aaron discusses the series on this edition of From the Editor’s Desk. (No Sub Req’d)
7. What happens when a CCO acts like a GC? They ‘step in it’ says Matt Kelly in Radical Compliance.
8. Are you afraid of your own shadow? Michael Rasmussen says you might well should be in Navex Global’s Risk and Compliance Matters.
9. If you step in it, RAC it. Ngozi Okeh in PracticalESG.
10. Boards and Corporate Strategies in the post-pandemic world. Wachtell, Lipton lawyers in the Harvard Law School Forum on Corporate Governance.

Podcasts and Events

1. Jonathan Keller reviews the evolution of healthcare compliance in this episode of The Compliance Handbook.
2. Scott Moritz turns the tables on Tom by interviewing him about his recently released book The Compliance Handbook, 2nd edition on this week’s edition of Fraud Eats Strategy.
3. On The Compliance Life, in July I visited with Asha Palmer, CECO at Convercent. In Episode 1, from Claire Huxable to the DOJ. In Episode 2, ‘What do you think about Abu Dhabi?’ In Episode 3, she moves into compliance consulting and is surprised with what she observed. In Episode 4, Asha talks about moving into the CECO role and beyond.
4. How do the Greek Cleomenes and the Roman Giaus Graccus inform compliance leadership today? Find out as Tom and Richard Lummis continue their exploration of Plutarch’s Lives in this episode of 12 O’Clock High, a podcast on business leadership.
5. In Integrity Through Compliance, Episode 14, Joe Miller Returns to Discuss Anticipated Antitrust Enforcement Trends in the Biden Administration.
6. The Compliance Handbook, 2nd edition is released. Learn about it here. Purchase it here.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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As the Tokyo Olympics stumble out of the gate and Tom returns to the wilds of the Texas Hill Country, he and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the No Fan Olympics edition. 

Stories

1. Why co-creation is key to design thinking in compliance. Carsten Tams continues his 5-part series on LinkedIn. Check out Tams Part 1 and Part 2 of his great 5-part series.
2. What’s going on with ESG in Europe. Vera Cherepanova in the FCPA Blog.
3. What is social risk? Lawrence Heim in com.
4. What’s the current job market for compliance professionals? Matt Kelly in Radical Compliance.
5. SFO secures two DPAs. Neil Hodge in Compliance Week (sub req’d)
6. Responding to parallel investigations. Nicole Sprinzen and Catherine Yun in CCI.
7. Auditing of SPACs. Francine McKenna takes a deep dive on The Dig. (Sub Req’d)
8. EU Whistleblower Initiative? Keith Taylor in Navex Global’s Risk and Compliance Matters.
9. FTC signals more aggressive enforcement. Alexander Paul Okuliar and David J. Shaw NYU’s Compliance and Enforcement
10. The Enactment of Purpose Initiative. Wachtell, Lipton lawyers in the Harvard Law School Forum on Corporate Governance.

Podcasts and Events

1. In a sponsored 6-part podcast series Tom visits with folks from Exiger on its ground-breaking TP&SCRM framework, the TRADES Framework. Part 1-Transparency; Part 2-Risk Mitigation; Part 3-Assessing Risk; Part 4-Determining Mitigations; Part 5-Evaluating Uplift; Part 6, Supplier Monitoring.
2. Tom and Megan Dougherty conclude their series on Loki, in Episode 6, For All Time. Always. They review the concluding episode of Season 1, look back over the entire series, review it in the context of the MCU series WandaVision and the Winter Soldier and Falcon and where the MCMultiverse may be headed.
3. A new month on The Compliance Life! In July I visit with Asha Palmer, CECO at Convercent. In Episode 1, from Claire Huxable to the DOJ. In Episode 2, ‘What do you think about Abu Dhabi?’ In Episode 3, she moves into compliance consulting and is surprised with what she observed.
4. Are you a #GWICee? If you are not you should be. Join the co-hosts Lisa Fine and Mary Shirley for their fan fav lightening-round of listener submitted questions in this episode of Great Women in Compliance.
5. What is the budget process for a corp compliance function? Kortney Nordrum lays it out for your in this episode of Survive and Thrive. Check out the video version on YouTube.
6. The Compliance Handbook, 2nd edition is released. Learn about it here. Purchase it here.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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As Tom records from an undisclosed location, he and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Live from Portland edition.

Stories

1. Tom takes up the call for Design Thinking to be used in compliance. Part 1-the steps in design thinking. Part 2-using design thinking to operationalize compliance. Part 3-into your compliance program.
2. I screen, You screen, We all screen (but not for ice cream). Szilvia Andriasik in the FCPA Blog.
3. The pandemic redefined the role of the GC. Did it do the same for the CCO. Abbott Martin and Rosie Griffin in
4. How to train managers in COI. Jeff Kaplan in COI Blog.
5. The Bribery Act at 10. Neil Hodge in Compliance Week (sub req’d)
6. Expanding your DD horizons for ESG. Alek Chance In Navex Global’s Risk and Compliance Matters.
7. Upgrading your compliance program in 5 steps. Joe Murphy in Compliance Week (Sub Req’d)
8. Is your training sticky? Gio Gallo in CCI.
9. Using data analytics to uncover anomalies. Jessica Ellsworth in CCI.
10. Internally communicating about cyber security issues. Davis Polk lawyers in the Harvard Law School Forum on Corporate Governance.

Podcasts and Events

1. Career Can Do, the latest edition to the Compliance Podcast Network, premiers this week. Recruiting guru Mary Ann Faremouth discusses all facets of the hiring process. In Episode 1, she interviews Jessica Levine.
2. In Integrity Through Compliance, AMI’s Dionne Lomaxspeaks with Joe Miller, the co-chair of Mintz Levin’s antitrust practice. They focus on recent developments in antitrust compliance — specifically, compliance with government consent decrees and what might be occurring behind the scenes at federal enforcement agencies once a company has settled antitrust charges.
3. This week on Greetings and Felicitations, Tom is joined by Ben Locwin to look at some of the science behind Star Trek, the Original Series. Mirror Mirror and Transporters, Where No Man Has Gone Before and Phasers; The Naked Time and Warp Drive; Tomorrow is Yesterday and Black Holes, White Holes, and Wormholes; and Journey to Babel and the Medicine of TOS.
4. A new month on The Compliance Life! In July I visit with Asha Palmer, CECO at Convercent. In Episode 1, from Claire Huxable to the DOJ. In Episode 2, ‘What do you think about Abu Dhabi?’
5. The tables are turned on Tom by the Brothers Gallo and Jason Mefford as they interview him for their respective pods. Nick and Gio on The Ethics Experts. Jason on Jamming with Jason.
6. The Compliance Handbook, 2nd edition is released. Learn about it here. Purchase it here.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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